Eric Sobocinski has been Manager, Chief Compliance Officer, Member of Amphora Wealth Management since February 2011, is a control person of the firm and directly owns 75% or more of it.
Amphora Wealth Management, LLC is a Chapel Hill, NC firm with $196M under management, 103 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Eric Sobocinski’s longest registration is the current one, 15 years at Amphora Wealth Management since 2011. Before joining Amphora Wealth Management in 2011, Eric Sobocinski was registered through Joseph Capital Management, LLC and Reliance Securities, LLC.
- – present · 15 yearsChapel Hill, NC · Adviser representative · Firm CRD 157968
- Joseph Capital Management, LLC– · 2 yearsChapel Hill, NC · Adviser representative · Firm CRD 116156
- Reliance Securities, LLC– · under a yearChapel Hill, NC · Adviser representative · Firm CRD 47079
- Northwestern Mutual Investment Services,llc– · under a yearRaleigh, NC · Adviser representative · Firm CRD 2881
- Northwestern Mutual Wealth Management Company– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 109729
Investment adviser representative registrations
Eric Sobocinski is registered as an investment adviser representative in 2 states. The first approvals date from July 2011; the most recent is Pennsylvania, in May 2022.
- North CarolinaSince 7 July 2011
- PennsylvaniaSince 27 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 May 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 May 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric John Sobocinski
- CRD
- 4619747
- Firm
- Amphora Wealth Management · CRD 157968
- Role
- Manager, Chief Compliance Officer, Member
- Office
- 100 EUROPA DRIVE, SUITE 431, Chapel Hill, NC 27517
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Sobocinski work?
Eric Sobocinski has been Manager, Chief Compliance Officer, Member of Amphora Wealth Management, LLC since February 2011, and is a control person of the firm.
Is Eric Sobocinski a financial advisor?
Yes. Eric Sobocinski has a current investment-adviser registration in North Carolina and Pennsylvania, through Amphora Wealth Management since July 2011.
How many years of experience does Eric Sobocinski have?
Eric Sobocinski has 19 years in the financial industry, since January 2007, across 5 adviser firms.
What exams has Eric Sobocinski passed?
Eric Sobocinski has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2003.
Where did Eric Sobocinski work before Amphora Wealth Management?
Before Amphora Wealth Management, Eric Sobocinski was registered through Joseph Capital Management, LLC, February 2009 to June 2011; Reliance Securities, LLC, August 2007 to April 2008; Northwestern Mutual Investment Services,llc, May 2006 to October 2006; Northwestern Mutual Wealth Management Company, May 2005 to October 2006.
Where is Eric Sobocinski based?
Eric Sobocinski’s registered office is in Chapel Hill, NC.
Is Eric Sobocinski registered with FINRA?
No. Eric Sobocinski has no current broker registration.
How can I verify Eric Sobocinski’s record?
Search CRD 4619747 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Sobocinski’s full registration record.