Alpine Private Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Alpine Private Capital reports 295 clients. They include 208 high-net-worth individuals, 57 individual clients, and 12 pension and profit-sharing plans. Of its assets, 100.0% ($1.45B across 295 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 19% | 1% |
| High-net-worth individuals | 71% | 93% |
| Pension and profit-sharing plans | 4% | 1% |
| Charitable organizations | 3% | 2% |
| Corporations and other businesses | 3% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 57 | $18.3M | 1.3% | $321K |
| High-net-worth individuals | 208 | $1.36B | 93.4% | $6.53M |
| Pension and profit-sharing plans | 12 | $19.5M | 1.3% | $1.63M |
| Charitable organizations | 10 | $30.9M | 2.1% | $3.09M |
| Corporations and other businesses | 8 | $26.8M | 1.8% | $3.35M |
| Total | 295 | $1.45B | 100% | $4.93M |
- Clients
- 57
- Regulatory AUM
- $18.3M
- AUM share
- 1.3%
- Avg. per client
- $321K
- Clients
- 208
- Regulatory AUM
- $1.36B
- AUM share
- 93.4%
- Avg. per client
- $6.53M
- Clients
- 12
- Regulatory AUM
- $19.5M
- AUM share
- 1.3%
- Avg. per client
- $1.63M
- Clients
- 10
- Regulatory AUM
- $30.9M
- AUM share
- 2.1%
- Avg. per client
- $3.09M
- Clients
- 8
- Regulatory AUM
- $26.8M
- AUM share
- 1.8%
- Avg. per client
- $3.35M
Total
- Clients
- 295
- Regulatory AUM
- $1.45B
- AUM share
- 100%
- Avg. per client
- $4.93M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Alpine Private Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting on non-discretionary assets
- On client assets APW does not manage but considers in its advice, a nominal fee of 0.10% to 0.20% may apply, negotiated case by case.
- Family office services
- Family office services may be a negotiated flat fee, which may or may not include fees on assets under management.
Alpine Investment Management LLC owns 75% or more of Alpine Private Capital and is in turn owned by Alpine Holdings Corp (75% or more). The leadership team of Alpine Private Capital includes President Brett Rufkahr and Chief Compliance Officer Joseph Stowell III. It has 20 employees, 4 of them in advisory roles.
Leadership
- Brett RufkahrPresident
- Joseph Stowell IIIChief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Brett Alan Rufkahr
- Michael Philip Stanton
- Sean Toohey
- Brian Mark Yost
Staff
- 20 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Alpine Private Capital, LLC
Alpine Investment Management LLC
Control person · since January 2017
- Owns 75% or more of Alpine Investment Management LLC
Alpine Holdings Corp
Control person · since July 2022
- Owns 75% or more of Alpine Holdings Corp
Nicholas V Tompras Living Trust 9/23/23 As Amended
Control person · since July 2022
Nicholas Tompras
Trustee · Control person · since December 2016
Jennifer Tompras
Trustee · Control person · since December 2016
Alpine Private Capital’s regulatory assets grew 2.4× from $610M (March 2021) to $1.45B (March 2026); clients rose from 175 to 295 and employees from 12 to 20.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.45B | 295 | 20 | 3 |
| May 2025 | $1.23B | 279 | 20 | 4 |
| April 2024 | $978M | 268 | 17 | 5 |
| April 2023 | $750M | 220 | 15 | 3 |
| March 2022 | $829M | 198 | 12 | 2 |
| March 2021 | $610M | 175 | 12 | 2 |
Besides its headquarters, Alpine Private Capital has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Florida and Missouri.
Florida · 1 listed address
- 6295 US Highway 98, Santa Rosa Beach
Missouri · 1 listed address
- 190 Carondelet Plaza, Suite 1300, Saint LouisHQ
Other business names
Alpine Private Capital has reported 1 other business name to the SEC.
- Alpine Private Wealth
Contact and registration details
- Legal name
- Alpine Private Capital, LLC
- Headquarters
- 190 Carondelet Plaza, Suite 1300, Saint Louis, MO 63105
- Website
- alpineprivatewealth.com
- Phone
- 314-932-1010
- @alpine-private-wealth
- SEC file
- 801-108952
- Structure
- Delaware LLC
- Fiscal year end
- December
Alpine Private Capital uses Charles Schwab ($1.33B) as custodian for its separately managed accounts. Alpine Private Capital has custody of $184M in client assets for 130 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.33B100%
At year end, Alpine Private Capital’s separately managed accounts were mostly in stocks (61%) and funds (20%).
What the accounts hold
- Stocks61%
- Funds20%
- Registered funds10%
- Pooled vehicles10%
- Bonds6%
- State and local bonds4%
- Investment grade corporate bonds2%
- Cash13%
How many clients does Alpine Private Capital have?
Alpine Private Capital has 295 clients and manages $1.45 billion for them, as of March 2026. They include 208 high-net-worth individuals, 57 individual clients, and 12 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Alpine Private Capital offer?
Alpine Private Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alpine Private Capital use?
Alpine Private Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.33B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Alpine Private Capital have?
Alpine Private Capital has 4 investment adviser representatives registered with state securities authorities, out of 20 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alpine Private Capital invest in?
At the end of its last fiscal year, Alpine Private Capital’s separately managed accounts held 61% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs), 10% pooled vehicles (private funds and similar), 4% state and local bonds and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alpine Private Capital?
Alpine Private Capital’s direct owner is Alpine Investment Management LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Alpine Private Capital get paid?
Alpine Private Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Alpine Private Capital registered with the SEC?
Yes, Alpine Private Capital has been registered with the SEC as an investment adviser since 17 January 2017. Its CRD number is 286072 and its SEC file number is 801-108952.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Alpine Private Capital?
Alpine Private Capital’s main office is at 190 Carondelet Plaza, Suite 1300, Saint Louis, MO 63105. Its phone number is 314-932-1010. Its website is alpineprivatewealth.com.