{"url":"https://nivawealth.com/firms/alpine-private-capital-286072","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286072","regulatoryAum":1453478904,"crd":"286072","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1921536","suffix":null,"lastName":"RUFKAHR","firstName":"BRETT","middleName":"ALAN"},{"crd":"4227834","suffix":null,"lastName":"STANTON","firstName":"MICHAEL","middleName":"PHILIP"},{"crd":"7377414","suffix":null,"lastName":"Toohey","firstName":"Sean","middleName":null},{"crd":"7256936","suffix":null,"lastName":"Yost","firstName":"Brian","middleName":"Mark"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":610021343,"clients":175,"employees":12,"offices":2},{"filedOn":"2022-03-25","regulatoryAum":828669099,"clients":198,"employees":12,"offices":2},{"filedOn":"2023-04-18","regulatoryAum":749687814,"clients":220,"employees":15,"offices":3},{"filedOn":"2024-04-16","regulatoryAum":978478127,"clients":268,"employees":17,"offices":5},{"filedOn":"2025-05-08","regulatoryAum":1226919954,"clients":279,"employees":20,"offices":4},{"filedOn":"2026-03-24","regulatoryAum":1453478904,"clients":295,"employees":20,"offices":3}],"secFileNumber":"801-108952","legalName":"Alpine Private Capital, LLC","displayName":"Alpine Private Capital","slug":"alpine-private-capital-286072","website":"https://alpineprivatewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/alpine-private-wealth/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"190 Carondelet Plaza, Suite 1300","city":"Saint Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63105"},"tradeNames":["Alpine Private Wealth"],"registration":{"secApproved":"17 January 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5193394.626415094,"staff":{"employees":20,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1453478904,"discretionary":1453478904,"discretionaryAccounts":295,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":18290181},{"label":"High-net-worth individuals","clients":208,"regulatoryAum":1357959395},{"label":"Pension and profit-sharing plans","clients":12,"regulatoryAum":19509632},{"label":"Charitable organizations","clients":10,"regulatoryAum":30905070},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":26814626}],"feePrograms":[{"role":"other","program":"Consulting on non-discretionary assets","summary":"On client assets APW does not manage but considers in its advice, a nominal fee of 0.10% to 0.20% may apply, negotiated case by case.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061270","versionId":1061270,"submittedOn":"2026-10-15","documentName":"APW ADV PART 2A FINAL MARCH 2026"},{"role":"other","program":"Family office services","summary":"Family office services may be a negotiated flat fee, which may or may not include fees on assets under management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061270","versionId":1061270,"submittedOn":"2026-10-15","documentName":"APW ADV PART 2A FINAL MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:17:36.695876+00:00","documents":[{"name":"APW ADV PART 2A FINAL MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061270","versionId":1061270,"submittedOn":"2026-10-15"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":1332462038}],"custodyNote":"Alpine Private Capital has custody of $184M in client assets for 130 clients.","leadership":[{"name":"Brett Rufkahr","title":"President","crd":"1921536"},{"name":"Joseph Stowell III","title":"Chief Compliance Officer","crd":"4795450"}],"ownership":[{"label":"Alpine Investment Management LLC","detail":"Managing member in the 75% or more ownership band and a control person, since January 2017."},{"label":"Nicholas Tompras","detail":"Indirect owner: trustee of Nicholas V Tompras Living Trust 9/23/23 As Amended and a control person, since December 2016.","parent":"Nicholas V Tompras Living Trust 9/23/23 As Amended"},{"label":"Alpine Holdings Corp","detail":"Indirect owner: a sole member of Alpine Investment Management LLC in the 75% or more band and a control person, since July 2022.","parent":"Alpine Investment Management LLC"},{"label":"Nicholas V Tompras Living Trust 9/23/23 As Amended","detail":"Indirect owner: a sole director of Alpine Holdings Corp in the 75% or more band and a control person, since July 2022.","parent":"Alpine Holdings Corp"},{"label":"Jennifer Tompras","detail":"Indirect owner: trustee of Nicholas V Tompras Living Trust 9/23/23 As Amended and a control person, since December 2016.","parent":"Nicholas V Tompras Living Trust 9/23/23 As Amended"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"6295 US Highway 98","city":"Santa Rosa Beach"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"190 Carondelet Plaza, Suite 1300","city":"Saint Louis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-932-1010","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":10},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286072/PDF/286072.pdf","brochureDate":"15 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061270","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alpine Private Capital have?","answer":"Alpine Private Capital has 295 clients and manages $1.45 billion for them, as of March 2026. They include 208 high-net-worth individuals, 57 individual clients, and 12 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpine Private Capital offer?","answer":"Alpine Private Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alpine Private Capital use?","answer":"Alpine Private Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.33B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alpine Private Capital have?","answer":"Alpine Private Capital has 4 investment adviser representatives registered with state securities authorities, out of 20 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alpine Private Capital invest in?","answer":"At the end of its last fiscal year, Alpine Private Capital’s separately managed accounts held 61% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs), 10% pooled vehicles (private funds and similar), 4% state and local bonds and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpine Private Capital?","answer":"Alpine Private Capital’s direct owner is Alpine Investment Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpine Private Capital get paid?","answer":"Alpine Private Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Alpine Private Capital registered with the SEC?","answer":"Yes, Alpine Private Capital has been registered with the SEC as an investment adviser since 17 January 2017. Its CRD number is 286072 and its SEC file number is 801-108952.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Alpine Private Capital?","answer":"Alpine Private Capital’s main office is at 190 Carondelet Plaza, Suite 1300, Saint Louis, MO 63105. Its phone number is 314-932-1010. Its website is alpineprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}