Alpha Omega Financial Advisory provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
Alpha Omega Financial Advisory reports 87 clients. They include 46 high-net-worth individuals, 40 individual clients and 1 charitable organization. Of its assets, 100.0% ($187M across 337 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 9% |
| High-net-worth individuals | 53% | 90% |
| Charitable organizations | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 40 | $17.6M | 9.4% | $439K |
| High-net-worth individuals | 46 | $168M | 90.0% | $3.66M |
| Charitable organizations | Fewer than 5 | $1.13M | 0.6% | $1.13M |
| Total | 87 | $187M | 100% | — |
- Clients
- 40
- Regulatory AUM
- $17.6M
- AUM share
- 9.4%
- Avg. per client
- $439K
- Clients
- 46
- Regulatory AUM
- $168M
- AUM share
- 90.0%
- Avg. per client
- $3.66M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.13M
- AUM share
- 0.6%
- Avg. per client
- $1.13M
Total
- Clients
- 87
- Regulatory AUM
- $187M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Alpha Omega Financial Advisory is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is a fixed fee, negotiable by scope and complexity, with an estimate given before work starts.
William Carambelas owns 75% or more of Alpha Omega Financial Advisory. The leadership team of Alpha Omega Financial Advisory includes President William Carambelas. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Alpha Omega Financial Advisory, Inc.
William Carambelas
Control person · since February 2021
Alpha Omega Financial Advisory’s regulatory assets grew 1.6× from $120M (May 2021) to $187M (February 2026); clients rose from 79 to 87 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $187M | 87 | 2 | 3 |
| Feb 2025February 2025 | $162M | 87 | 2 | 3 |
| May 2024May 2024 | $139M | 89 | 2 | 3 |
| Feb 2023February 2023 | $112M | 86 | 2 | 1 |
| Jan 2022January 2022 | $129M | 83 | 2 | 1 |
| May 2021May 2021 | $120M | 79 | 2 | 1 |
Besides its headquarters, Alpha Omega Financial Advisory has 2 offices (2 private residences, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Alpha Omega Financial Advisory, Inc.
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 410-592-8936
- SEC file
- 801-121214
- Structure
- Florida corporation
- Fiscal year end
- December
Alpha Omega Financial Advisory’s named custodian for separately managed accounts is Charles Schwab ($187M). Alpha Omega Financial Advisory has custody of $69.3M for 45 clients.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $187M100%
At year end, Alpha Omega Financial Advisory’s separately managed accounts were mostly in funds (60%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds60%
- Cash12%
How many clients does Alpha Omega Financial Advisory have?
Alpha Omega Financial Advisory has 87 clients and manages $187 million for them, as of February 2026. They include 46 high-net-worth individuals, 40 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026
What services does Alpha Omega Financial Advisory offer?
Alpha Omega Financial Advisory provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alpha Omega Financial Advisory use?
Alpha Omega Financial Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $187M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026
How many financial advisors does Alpha Omega Financial Advisory have?
Alpha Omega Financial Advisory has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alpha Omega Financial Advisory invest in?
At the end of its last fiscal year, Alpha Omega Financial Advisory’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities and 12% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alpha Omega Financial Advisory?
Alpha Omega Financial Advisory’s direct owner is William Carambelas (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 February 2026
How does Alpha Omega Financial Advisory get paid?
Alpha Omega Financial Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alpha Omega Financial Advisory?
Its phone number is 410-592-8936.