William Carambelas has been President/Chief Compliance Officer of Alpha Omega Financial Advisory since February 2021, is a control person of the firm and directly owns 75% or more of it.
Alpha Omega Financial Advisory, Inc. is a firm with $187M under management, 87 clients and 1 adviser across 3 offices, as of its February 2026 filing.
William Carambelas’ longest registration was 10 years at Alpha Omega Financial, LLC (2011–2021). Before joining Alpha Omega Financial Advisory in 2021, William Carambelas was registered through Alpha Omega Financial, LLC and Founders Financial Securities, LLC.
- Alpha Omega FinancialCurrent– present · 5 yearsBradenton, FL · Adviser representative · Firm CRD 314289
- Alpha Omega Financial, LLC– · 10 yearsGlen Arm, MD · Adviser representative · Firm CRD 157208
- Founders Financial Securities, LLC– · 1 yearTowson, MD · Adviser representative · Firm CRD 137945
Investment adviser representative registrations
William Carambelas is registered as an investment adviser representative in 4 states. The first approvals date from May 2021; the most recent is Delaware, in May 2024.
- DelawareSince 24 May 2024
- FloridaSince 21 March 2024
- MarylandSince 14 May 2021
- TexasSince 14 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 March 2009 |
| Series 7 | General Securities Representative Examination | 25 February 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5644917
- Firm
- Alpha Omega Financial Advisory · CRD 314289
- Role
- President/Chief Compliance Officer
- Office
- Bradenton, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does William Carambelas work?
William Carambelas has been President/Chief Compliance Officer of Alpha Omega Financial Advisory, Inc. since February 2021, and is a control person of the firm.
Is William Carambelas a financial advisor?
Yes. William Carambelas has a current investment-adviser registration in Delaware, Florida, Maryland and Texas, through Alpha Omega Financial Advisory since May 2021.
How many years of experience does William Carambelas have?
William Carambelas has 16 years in the financial industry, since January 2010, across 3 adviser firms.
What exams has William Carambelas passed?
William Carambelas has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2009.
Where did William Carambelas work before Alpha Omega Financial Advisory?
Before Alpha Omega Financial Advisory, William Carambelas was registered through Founders Financial Securities, LLC, January 2010 to June 2011.
Where is William Carambelas based?
William Carambelas’ registered office is in Bradenton, FL.
Is William Carambelas registered with FINRA?
No. William Carambelas has no current broker registration.
How can I verify William Carambelas’ record?
Search CRD 5644917 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Carambelas’ full registration record.