Allen Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, philanthropic planning, and tax planning.
Allen Capital Management reports 109 clients. They include 60 individual clients and 49 high-net-worth individuals. Of its assets, 100.0% ($200M across 218 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 17% |
| High-net-worth individuals | 45% | 83% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 60 | $33.9M | 17.0% | $565K |
| High-net-worth individuals | 49 | $166M | 83.0% | $3.39M |
| Total | 109 | $200M | 100% | $1.84M |
- Clients
- 60
- Regulatory AUM
- $33.9M
- AUM share
- 17.0%
- Avg. per client
- $565K
- Clients
- 49
- Regulatory AUM
- $166M
- AUM share
- 83.0%
- Avg. per client
- $3.39M
Total
- Clients
- 109
- Regulatory AUM
- $200M
- AUM share
- 100%
- Avg. per client
- $1.84M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Allen Capital Management charges 0.55%–1.00% a year for its Standard Fee Schedule. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and has a $5,000 annual minimum.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$6M | 0.80% |
| $6M and above | 0.55% |
Fee details and sources
Allen Trust Company owns 75% or more of Allen Capital Management. The leadership team of Allen Capital Management includes Chief Compliance Officer Stuart Allen. It has 9 employees, 2 of them in advisory roles.
Leadership
Stuart AllenManaging Member/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Allen Capital Management, LLC
Allen Trust Company
Control person · since January 2023
Allen Capital Management’s regulatory assets grew 1.6× from $125M (March 2021) to $200M (August 2026); clients rose from 97 to 109 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $200M | 109 | 9 | 2 |
| Mar 2025March 2025 | $192M | 140 | 9 | 2 |
| Mar 2024March 2024 | $179M | 110 | 9 | 1 |
| Mar 2023March 2023 | $158M | 102 | 9 | 1 |
| Jun 2022June 2022 | $178M | 102 | 9 | 1 |
| Mar 2021March 2021 | $125M | 97 | 9 | 1 |
Besides its headquarters, Allen Capital Management has 1 office, with 2 listed addresses across 2 states.
Oregon · 1 listed address
- 5000 Meadows RD, Ste 300, Lake Oswego
Washington · 1 listed address
- 701 Columbia St, Ste 104, VancouverHQ
Contact and registration details
- Legal name
- Allen Capital Management, LLC
- Headquarters
- 701 Columbia St, Ste 104, Vancouver, WA 98660
- Website
- allentrust.com
- Phone
- 503-292-1041
- SEC file
- 801-67018
- Founded
- 1999
- Structure
- Oregon LLC
- Fiscal year end
- December
Allen Capital Management does not have custody of client assets.
At year end, Allen Capital Management’s separately managed accounts were mostly in stocks (80%) and bonds (10%).
What the accounts hold
- Stocks80%
- Funds6%
- Bonds10%
- Investment grade corporate bonds6%
- State and local bonds3%
- U.S. government and agency bonds1%
- Cash4%
How many clients does Allen Capital Management have?
Allen Capital Management has 109 clients and manages $200 million for them, as of August 2026. They include 60 individual clients and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026
What services does Allen Capital Management offer?
Allen Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Allen Capital Management charge?
Allen Capital Management charges 0.55%–1.00% a year for its Standard Fee Schedule. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and has a $5,000 annual minimum.
Source: ALLEN CAPITAL MANAGEMENT ADV PART 2A, filed 3 February 2026
How many financial advisors does Allen Capital Management have?
Allen Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 9 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allen Capital Management invest in?
At the end of its last fiscal year, Allen Capital Management’s separately managed accounts held 80% exchange-traded equities, 6% investment grade corporate bonds, 6% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 3% state and local bonds and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Allen Capital Management?
Allen Capital Management’s direct owner is Allen Trust Company (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026
How does Allen Capital Management get paid?
Allen Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Allen Capital Management?
Allen Capital Management’s main office is at 701 Columbia St, Ste 104, Vancouver, WA 98660. Its phone number is 503-292-1041. Its website is allentrust.com.