Stuart Allen has been Managing Member/Chief Compliance Officer of Allen Capital Management since April 2005, is a control person of the firm and directly owns under 5% of it. Stuart Allen holds a Bachelor of Science in Finance and Political Science from the University of Oregon and a Juris Doctor from Texas Wesleyan University.
Allen Capital Management, LLC is a Vancouver, WA firm with $200M under management, 109 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Stuart B. Allen is CEO, Shareholder of Allen Trust Company and CEO of Allen Capital Management. He is an attorney with more than 30 years of experience in trust services and investment management. He guides the overall direction of the firm, is active in trust administration, and helps shape the investment policy. Before founding Allen Trust Company and Allen Capital Management, he served in two national bank trust departments in Oregon.
- – present · 21 yearsVancouver, WA · Adviser representative · Firm CRD 135147
Professional designations
Listed by Allen Capital Management
- Certified Trust and Fiduciary Advisor (CTFA)
Investment adviser representative registrations
Stuart Allen is registered as an investment adviser representative in Oregon, since June 2005.
- OregonSince 8 June 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 10 March 1998 |
- Name
- General Securities Representative Examination
- Full name
- Stuart Bradley Allen
- CRD
- 3014735
- Firm
- Allen Capital Management · CRD 135147
- Role
- Managing Member/Chief Compliance Officer
- Office
- 701 COLUMBIA ST, STE 104, Vancouver, WA 98660
- Registration
- Investment adviser registration
- In the industry since
- June 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- allentrust.com
Where does Stuart Allen work?
Stuart Allen has been Managing Member/Chief Compliance Officer of Allen Capital Management, LLC since April 2005, and is a control person of the firm.
Is Stuart Allen a financial advisor?
Yes. Stuart Allen has a current investment-adviser registration in Oregon, through Allen Capital Management since June 2005.
How many years of experience does Stuart Allen have?
Stuart Allen has 21 years in the financial industry, since June 2005, across 1 adviser firm.
What exams has Stuart Allen passed?
Stuart Allen passed the Series 7 in March 1998.
Where is Stuart Allen based?
Stuart Allen’s registered office is in Vancouver, WA.
Is Stuart Allen registered with FINRA?
No. Stuart Allen has no current broker registration.
How can I verify Stuart Allen’s record?
Search CRD 3014735 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stuart Allen’s full registration record.