Allegiant Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Allegiant Wealth Advisors reports 34 clients. They include 34 high-net-worth individuals. Of its assets, 9.8% ($115M across 85 accounts) are managed with discretion; $1.05B across 19 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 100% | 82% |
| Charitable organizations | Fewer than 5 | 15% |
| Corporations and other businesses | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $313K | 0.0% | — |
| High-net-worth individuals | 34 | $959M | 82.1% | $28.2M |
| Charitable organizations | Fewer than 5 | $170M | 14.6% | — |
| Corporations and other businesses | Fewer than 5 | $39.2M | 3.4% | — |
| Total | 34 | $1.17B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $313K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 34
- Regulatory AUM
- $959M
- AUM share
- 82.1%
- Avg. per client
- $28.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $170M
- AUM share
- 14.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $39.2M
- AUM share
- 3.4%
- Avg. per client
- —
Total
- Clients
- 34
- Regulatory AUM
- $1.17B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Allegiant Wealth Advisors charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Allegiant Wealth Holdings, LLC owns 75% or more of Allegiant Wealth Advisors and is in turn owned by Frontier Legacy Partners, LLC (75% or more). The leadership team of Allegiant Wealth Advisors includes Chief Compliance Officer James Arens. It has 3 employees, 2 of them in advisory roles.
Leadership
- James ArensFounder & CEO / Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- James Frederick Arens II
- Lesa Anne Creveling
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Allegiant Wealth Advisors, LLC
Allegiant Wealth Holdings, LLC
Control person · since July 2024
- Owns 75% or more of Allegiant Wealth Holdings, LLC
Frontier Legacy Partners, LLC
Control person · since July 2024
- Owns 75% or more of Frontier Legacy Partners, LLC
James Arens
Control person · since July 2024
Allegiant Wealth Advisors’ regulatory assets grew Infinity× from $0 (July 2024) to $1.17B (March 2026); employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.17B | 34 | 3 | 1 |
| June 2025 | $956M | 0 | 3 | 1 |
| July 2024 | $0 | 0 | 3 | 1 |
Besides its headquarters, Allegiant Wealth Advisors has 0 offices, with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 4200 East Skelly Drive, Suite 620, TulsaHQ
Contact and registration details
- Legal name
- Allegiant Wealth Advisors, LLC
- Headquarters
- 4200 East Skelly Drive, Suite 620, Tulsa, OK 74135
- Website
- allegiantwealth.com
- Phone
- 918-623-4500
- @allegiant-wealth-advisors
- SEC file
- 801-130800
- Structure
- Delaware LLC
- Fiscal year end
- December
Allegiant Wealth Advisors uses Fidelity ($1.17B) as custodian for its separately managed accounts. Allegiant Wealth Advisors has custody of $999M in client assets for 19 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $1.17B100%
At year end, Allegiant Wealth Advisors’ separately managed accounts were largely in bonds (39%) and stocks (23%).
What the accounts hold
- Stocks23%
- Funds15%
- Bonds39%
- Investment grade corporate bonds35%
- State and local bonds2%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash23%
How many clients does Allegiant Wealth Advisors have?
Allegiant Wealth Advisors has 34 clients and manages $1.17 billion for them, as of March 2026. They include 34 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Allegiant Wealth Advisors offer?
Allegiant Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Allegiant Wealth Advisors charge?
Allegiant Wealth Advisors charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Source: ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS, filed 16 March 2026
Which custodians does Allegiant Wealth Advisors use?
Allegiant Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $1.17B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Allegiant Wealth Advisors have?
Allegiant Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allegiant Wealth Advisors invest in?
At the end of its last fiscal year, Allegiant Wealth Advisors’ separately managed accounts held 35% investment grade corporate bonds, 23% exchange-traded equities, 23% cash and equivalents, 15% registered funds (mutual funds, ETFs, BDCs), 2% state and local bonds, 1% U.S. government and agency bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Allegiant Wealth Advisors have a minimum investment?
Yes, Allegiant Wealth Advisors’ minimum account size for its Wealth Management Services is $1M.
Source: ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS, filed 16 March 2026
Who owns Allegiant Wealth Advisors?
Allegiant Wealth Advisors is owned through a chain of holding companies by James Arens. Its direct owner is Allegiant Wealth Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Allegiant Wealth Advisors get paid?
Allegiant Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Allegiant Wealth Advisors registered with the SEC?
Yes, Allegiant Wealth Advisors has been registered with the SEC as an investment adviser since 26 July 2024. Its CRD number is 330239 and its SEC file number is 801-130800.
Source: Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record
How do I contact Allegiant Wealth Advisors?
Allegiant Wealth Advisors’ main office is at 4200 East Skelly Drive, Suite 620, Tulsa, OK 74135. Its phone number is 918-623-4500. Its website is allegiantwealth.com.