{"url":"https://nivawealth.com/firms/allegiant-wealth-advisors-330239","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330239","regulatoryAum":1168282243,"crd":"330239","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7921383","suffix":"II","lastName":"Arens","firstName":"James","middleName":"Frederick"},{"crd":"8105911","suffix":null,"lastName":"Creveling","firstName":"Lesa","middleName":"Anne"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-23","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2025-06-05","regulatoryAum":956471232,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-03-16","regulatoryAum":1168282243,"clients":34,"employees":3,"offices":1}],"secFileNumber":"801-130800","legalName":"Allegiant Wealth Advisors, LLC","displayName":"Allegiant Wealth Advisors","slug":"allegiant-wealth-advisors-330239","website":"https://allegiantwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/330239/c0ac0118c7a21824-r1.webp","tone":"light","width":594,"height":200,"sourceUrl":"https://allegiantwealth.com","sourceLabel":"Allegiant Wealth Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/allegiant-wealth-advisors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4200 East Skelly Drive, Suite 620","city":"Tulsa","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"74135"},"tradeNames":[],"registration":{"secApproved":"26 July 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Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019855","versionId":1019855,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-16","documentName":"ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:55:15.911696+00:00","documents":[{"name":"ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019855","versionId":1019855,"submittedOn":"2026-03-16"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":1168282243}],"custodyNote":"Allegiant Wealth Advisors has custody of $999M in client assets for 19 clients.","leadership":[{"name":"James Arens","title":"Founder & CEO / Chief Compliance Officer","crd":"7921383"}],"ownership":[{"label":"Allegiant Wealth Holdings, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since July 2024."},{"label":"Frontier Legacy Partners, LLC","detail":"Indirect owner: a managing member of Allegiant Wealth Holdings, LLC in the 75% or more band and a control person, since July 2024.","parent":"Allegiant Wealth Holdings, LLC"},{"label":"James Arens","detail":"Indirect owner: a managing member of Frontier Legacy Partners, LLC in the 75% or more band and a control person, since July 2024.","parent":"Frontier Legacy Partners, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"4200 East Skelly Drive, Suite 620","city":"Tulsa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"918-623-4500","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":35},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":23}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330239/PDF/330239.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019855","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allegiant Wealth Advisors have?","answer":"Allegiant Wealth Advisors has 34 clients and manages $1.17 billion for them, as of March 2026. They include 34 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allegiant Wealth Advisors offer?","answer":"Allegiant Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Allegiant Wealth Advisors charge?","answer":"Allegiant Wealth Advisors charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.","source":"ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Allegiant Wealth Advisors use?","answer":"Allegiant Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $1.17B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Allegiant Wealth Advisors have?","answer":"Allegiant Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Allegiant Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Allegiant Wealth Advisors’ separately managed accounts held 35% investment grade corporate bonds, 23% exchange-traded equities, 23% cash and equivalents, 15% registered funds (mutual funds, ETFs, BDCs), 2% state and local bonds, 1% U.S. government and agency bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Allegiant Wealth Advisors have a minimum investment?","answer":"Yes, Allegiant Wealth Advisors’ minimum account size for its Wealth Management Services is $1M.","source":"ALLEGIANT WEALTH DISCLOSURE BROCHURE AND BRCOHURE SUPPLEMENTS, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Allegiant Wealth Advisors?","answer":"Allegiant Wealth Advisors is owned through a chain of holding companies by James Arens. Its direct owner is Allegiant Wealth Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allegiant Wealth Advisors get paid?","answer":"Allegiant Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Allegiant Wealth Advisors registered with the SEC?","answer":"Yes, Allegiant Wealth Advisors has been registered with the SEC as an investment adviser since 26 July 2024. Its CRD number is 330239 and its SEC file number is 801-130800.","source":"Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Allegiant Wealth Advisors?","answer":"Allegiant Wealth Advisors’ main office is at 4200 East Skelly Drive, Suite 620, Tulsa, OK 74135. Its phone number is 918-623-4500. Its website is allegiantwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}