A J Feldman Financial provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
A J Feldman Financial reports 140 clients. They include 109 individual clients and 31 high-net-worth individuals. Of its assets, 100.0% ($136M across 631 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 46% |
| High-net-worth individuals | 22% | 54% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 109 | $62.2M | 45.7% | $570K |
| High-net-worth individuals | 31 | $73.1M | 53.8% | $2.36M |
| Charitable organizations | Fewer than 5 | $650K | 0.5% | — |
| Total | 140 | $136M | 100% | — |
- Clients
- 109
- Regulatory AUM
- $62.2M
- AUM share
- 45.7%
- Avg. per client
- $570K
- Clients
- 31
- Regulatory AUM
- $73.1M
- AUM share
- 53.8%
- Avg. per client
- $2.36M
- Clients
- Fewer than 5
- Regulatory AUM
- $650K
- AUM share
- 0.5%
- Avg. per client
- —
Total
- Clients
- 140
- Regulatory AUM
- $136M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
A J Feldman Financial charges 0.90%–1.50% a year for its Investment Supervisory Services. The fee is billed in advance, is negotiable and requires an account of at least $100,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is negotiable and billed hourly at a current rate of $300. The fee is payable directly by the client, not from the account.
Andrew Feldman owns 75% or more of A J Feldman Financial. The leadership team of A J Feldman Financial includes Chief Compliance Officer Andrew Feldman. It has 1 employee.
Leadership
- Andrew FeldmanManaging Member / Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of A J Feldman Financial, LLC
Andrew Feldman
Control person · since August 2010
A J Feldman Financial’s regulatory assets grew from $113M (March 2025) to $136M (February 2026); clients were 140 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $136M | 140 | 1 | 1 |
| March 2025 | $113M | 144 | 1 | 1 |
Besides its headquarters, A J Feldman Financial has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- A J Feldman Financial, LLC
- Headquarters
- Not reported
- Website
- ajfeldmanfinancial.com
- Phone
- 847-607-8249
- @aj-feldman-financial
- SEC file
- 801-131716
- Structure
- Illinois LLC
- Fiscal year end
- December
A J Feldman Financial uses Charles Schwab ($136M) as custodian for its separately managed accounts. A J Feldman Financial has custody of $22.6M in client assets for 9 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $136M100%
At year end, A J Feldman Financial’s separately managed accounts were mostly in funds (90%).
What the accounts hold
- Stocks2%
- Funds90%
- Bonds6%
- Cash2%
How many clients does A J Feldman Financial have?
A J Feldman Financial has 140 clients and manages $136 million for them, as of February 2026. They include 109 individual clients and 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026
What services does A J Feldman Financial offer?
A J Feldman Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does A J Feldman Financial charge?
A J Feldman Financial charges 0.90%–1.50% a year for its Investment Supervisory Services. The fee is billed in advance, is negotiable and requires an account of at least $100,000.
Which custodians does A J Feldman Financial use?
A J Feldman Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $136M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026
How many financial advisors does A J Feldman Financial have?
A J Feldman Financial has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does A J Feldman Financial invest in?
At the end of its last fiscal year, A J Feldman Financial’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 6% U.S. government and agency bonds, 2% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does A J Feldman Financial have a minimum investment?
Yes, A J Feldman Financial’s minimum account size for its Investment Supervisory Services is $100K.
Who owns A J Feldman Financial?
A J Feldman Financial’s direct owner is Andrew Feldman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 February 2026
How does A J Feldman Financial get paid?
A J Feldman Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact A J Feldman Financial?
Its phone number is 847-607-8249. Its website is ajfeldmanfinancial.com.