Andrew Feldman has been Managing Member / Chief Compliance Officer of A J Feldman Financial since August 2010, is a control person of the firm and directly owns 75% or more of it. Andrew Feldman holds a Degree in Philosophy from Indiana University and a Business certificate from Kelley School of Business.
A J Feldman Financial, LLC is a firm with $136M under management, 140 clients and 1 adviser in one office, as of its February 2026 filing.
Andrew J. Feldman is President and Founder of AJ Feldman Financial. He created the firm in August 2010, after working with Treasury Equity, LLC, Lincoln Park Financial Group, LLC, Mesirow Financial Investment Advisory and GemShares, LLC. He is on the Investment Committee of The SamFund, a non-profit that supports cancer survivors.
Andrew Feldman’s longest registration is the current one, 16 years at A J Feldman Financial since 2010. Before joining A J Feldman Financial in 2010, Andrew Feldman was registered through Mesirow Financial Investment Management, Inc. and Mesirow Financial, Inc.
- A J Feldman Financial, LLCCurrent– present · 16 yearsDeerfield, IL · Adviser representative · Firm CRD 154773
- Mesirow Financial Investment Management, Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 111135
- Mesirow Financial, Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 2764
- Commonwealth Financial Network– · 1 yearChicago, IL · Adviser representative · Firm CRD 8032
Professional designations
Listed by A J Feldman Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Andrew Feldman is registered as an investment adviser representative in 5 states. The first approvals date from September 2010; the most recent is Pennsylvania, in February 2021.
- IllinoisSince 13 September 2010
- IndianaSince 9 March 2015
- MassachusettsSince 30 March 2018
- MichiganSince 22 January 2021
- PennsylvaniaSince 11 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 August 2006 |
| Series 7 | General Securities Representative Examination | 13 July 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Julius Feldman
- CRD
- 5146719
- Firm
- A J Feldman Financial · CRD 154773
- Role
- Managing Member / Chief Compliance Officer
- Office
- Deerfield, IL
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ajfeldmanfinancial.com
Where does Andrew Feldman work?
Andrew Feldman has been Managing Member / Chief Compliance Officer of A J Feldman Financial, LLC since August 2010, and is a control person of the firm.
Is Andrew Feldman a financial advisor?
Yes. Andrew Feldman has a current investment-adviser registration in Illinois, Indiana, Massachusetts, Michigan and Pennsylvania, through A J Feldman Financial since September 2010.
How many years of experience does Andrew Feldman have?
Andrew Feldman has 18 years in the financial industry, since February 2008, across 4 adviser firms.
What exams has Andrew Feldman passed?
Andrew Feldman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2006.
Where did Andrew Feldman work before A J Feldman Financial?
Before A J Feldman Financial, Andrew Feldman was registered through Mesirow Financial Investment Management, Inc., May 2008 to March 2009; Mesirow Financial, Inc., May 2008 to March 2009; Commonwealth Financial Network, August 2006 to April 2008.
Where is Andrew Feldman based?
Andrew Feldman’s registered office is in Deerfield, IL.
Is Andrew Feldman registered with FINRA?
No. Andrew Feldman has no current broker registration.
Is Andrew Feldman a CFP?
A J Feldman Financial lists Andrew Feldman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Andrew Feldman’s record?
Search CRD 5146719 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Feldman’s full registration record.