36 North Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
36 North Capital Management reports 5 charitable organizations. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $2.67B across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Charitable organizations | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Charitable organizations | 5 | $2.67B | 100.0% | $534M |
| Total | 5 | $2.67B | 100% | $534M |
- Clients
- 5
- Regulatory AUM
- $2.67B
- AUM share
- 100.0%
- Avg. per client
- $534M
Total
- Clients
- 5
- Regulatory AUM
- $2.67B
- AUM share
- 100%
- Avg. per client
- $534M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
36 North Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Mark Fowler owns 50% to 75% of 36 North Capital Management. Mark Fowler is CEO; the leadership team includes Chief Operating Officer Carolyn Keating. It has 4 employees, 3 of them in advisory roles.
Leadership
- Mark FowlerChief Investment Officer, Chief Executive Officer & Chief Compliance Officer
- Carolyn KeatingHead of Private Investments, Chief Operating Officer & Chief Financial Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Mark Andrew Fowler
- Carolyn Anne Keating
- Tyler Matthew Senfleben
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of 36 North Capital Management, LLC
Mark Fowler
Control person · since September 2021
- Owns 25% to 50% of 36 North Capital Management, LLC
Carolyn Keating
Control person · since September 2021
36 North Capital Management’s regulatory assets grew 1.8× from $1.52B (May 2022) to $2.67B (February 2026); employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $2.67B | 5 | 4 | 1 |
| February 2025 | $2.35B | 0 | 4 | 1 |
| February 2024 | $1.81B | 0 | 3 | 1 |
| March 2023 | $1.33B | 0 | 3 | 1 |
| May 2022 | $1.52B | 0 | 3 | 1 |
Besides its headquarters, 36 North Capital Management has 0 offices, with 1 listed address in Arkansas.
Arkansas · 1 listed address
- 901 Se Village Loop, Suite 1, BentonvilleHQ
Contact and registration details
- Legal name
- 36 North Capital Management, LLC
- Headquarters
- 901 Se Village Loop, Suite 1, Bentonville, AR 72712
- Website
- 36northcapital.com
- Phone
- 479-250-9540
- SEC file
- 801-122931
- Structure
- Arkansas LLC
- Fiscal year end
- December
36 North Capital Management uses Northern Trust Securities ($2.62B) as custodian for its separately managed accounts. 36 North Capital Management does not have custody of client assets.
- Northern Trust SecuritiesNorthern Trust Securities, Inc. · Chicago, IL · $2.62B100%
At year end, 36 North Capital Management’s separately managed accounts were mostly in funds (73%) and bonds (12%).
What the accounts hold
- Stocks11%
- Funds73%
- Registered funds55%
- Pooled vehicles18%
- Bonds12%
- U.S. government and agency bonds7%
- Investment grade corporate bonds5%
- Other4%
- Derivatives3%
- Abs/cmbs1%
How many clients does 36 North Capital Management have?
36 North Capital Management has 5 clients and manages $2.67 billion for them, as of February 2026. They include 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 February 2026
What services does 36 North Capital Management offer?
36 North Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does 36 North Capital Management use?
36 North Capital Management’s separately managed account assets are held at Northern Trust Securities, Inc. (Chicago, IL), with $2.62B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 February 2026
How many financial advisors does 36 North Capital Management have?
36 North Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does 36 North Capital Management invest in?
At the end of its last fiscal year, 36 North Capital Management’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 18% pooled vehicles (private funds and similar), 11% exchange-traded equities, 7% U.S. government and agency bonds, 5% investment grade corporate bonds, 3% derivatives and 1% other. The 1% other category is described as: Abs/CMBS.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns 36 North Capital Management?
36 North Capital Management’s direct owners are Mark Fowler (50% to 75%) and Carolyn Keating (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 February 2026
How does 36 North Capital Management get paid?
36 North Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact 36 North Capital Management?
36 North Capital Management’s main office is at 901 Se Village Loop, Suite 1, Bentonville, AR 72712. Its phone number is 479-250-9540. Its website is 36northcapital.com.