Zhaoxia Lin has been an investment adviser representative at RWM Capital since April 2023, and is not listed among the firm’s executive officers or direct owners.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
- RWM Capital, LLCCurrent– present · 3 yearsSugar Land, TX · Adviser representative · Firm CRD 310635
Investment adviser representative registrations
Zhaoxia Lin is registered as an investment adviser representative in Texas, since April 2023.
- TexasSince 26 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 March 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 2022 |
| Series 7TO | General Securities Representative Examination | 28 October 2022 |
| SIE | Securities Industry Essentials Examination | 18 September 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7637788
- Firm
- RWM Capital · CRD 310635
- Office
- 1600 HIGHWAY 6, SUITE 340, Sugar Land, TX 77478
- Registration
- Investment adviser registration
- In the industry since
- February 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Zhaoxia Lin work?
Zhaoxia Lin is an investment adviser representative registered through RWM Capital, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Zhaoxia Lin a financial advisor?
Yes. Zhaoxia Lin has a current investment-adviser registration in Texas, through RWM Capital since April 2023.
How many years of experience does Zhaoxia Lin have?
Zhaoxia Lin has 3 years in the financial industry, since February 2023, across 1 adviser firm.
What exams has Zhaoxia Lin passed?
Zhaoxia Lin has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in September 2022.
Where is Zhaoxia Lin based?
Zhaoxia Lin’s registered office is in Sugar Land, TX.
Is Zhaoxia Lin registered with FINRA?
No. Zhaoxia Lin has no current broker registration.
How can I verify Zhaoxia Lin’s record?
Search CRD 7637788 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zhaoxia Lin’s full registration record.