Paul Roberts has been Managing Member of RWM Capital since March 2023, is a control person of the firm and directly owns 75% or more of it.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
Paul Roberts’ longest registration was 7 years at Foundations Investment Advisors LLC (2017–2024). Before joining RWM Capital in 2023, Paul Roberts was registered through Foundations Investment Advisors LLC.
- RWM Capital, LLCCurrent– present · 3 yearsSugar Land, TX · Adviser representative · Firm CRD 310635
- Foundations Investment Advisors LLC– · 7 yearsPensacola, FL · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
Paul Roberts is registered as an investment adviser representative in 4 states. The first approvals date from May 2023; the most recent is Florida, in October 2023.
- AlabamaSince 2 May 2023
- FloridaSince 5 October 2023
- MississippiSince 3 May 2023
- TexasSince 2 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 January 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Paul Edward Roberts
- CRD
- 6776722
- Firm
- RWM Capital · CRD 310635
- Role
- Managing Member
- Office
- 1600 HIGHWAY 6, SUITE 340, Sugar Land, TX 77478
- Registration
- Investment adviser registration
- In the industry since
- April 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Roberts work?
Paul Roberts has been Managing Member of RWM Capital, LLC since March 2023, and is a control person of the firm.
Is Paul Roberts a financial advisor?
Yes. Paul Roberts has a current investment-adviser registration in Alabama, Florida, Mississippi and Texas, through RWM Capital since May 2023.
How many years of experience does Paul Roberts have?
Paul Roberts has 9 years in the financial industry, since April 2017, across 2 adviser firms.
What exams has Paul Roberts passed?
Paul Roberts passed the Series 65 in January 2017.
Where is Paul Roberts based?
Paul Roberts’ registered office is in Sugar Land, TX.
Is Paul Roberts registered with FINRA?
No. Paul Roberts has no current broker registration.
How can I verify Paul Roberts’ record?
Search CRD 6776722 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Roberts’ full registration record.