Zachary Cox has been an investment adviser representative at Lombard Advisers since September 2026, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
- – present · under a yearMathews, NC · Adviser representative · Firm CRD 108231
Investment adviser representative registrations
Zachary Cox is registered as an investment adviser representative in North Carolina, since September 2026.
- North CarolinaSince 21 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 September 2026 |
| Series 7TO | General Securities Representative Examination | 27 April 2026 |
| SIE | Securities Industry Essentials Examination | 18 February 2025 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Zachary Allen Cox
- CRD
- 8226586
- Firm
- Lombard Advisers · CRD 108231
- Office
- 130 Library Lane, Suite 100, Mathews, NC 28105
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2026
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Zachary Cox work?
Zachary Cox is an investment adviser representative registered through Lombard Advisers Incorporated since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Cox a financial advisor?
Yes. Zachary Cox has a current investment-adviser registration in North Carolina, through Lombard Advisers since September 2026.
How many years of experience does Zachary Cox have?
Zachary Cox has 0 years in the financial industry, since April 2026, across 1 adviser firm.
What exams has Zachary Cox passed?
Zachary Cox has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2025.
Where is Zachary Cox based?
Zachary Cox’s registered office is in Mathews, NC.
Is Zachary Cox registered with FINRA?
Yes. Zachary Cox has a current broker registration, under CRD 8226586.
Source: FINRA BrokerCheck
How can I verify Zachary Cox’s record?
Search CRD 8226586 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Zachary Cox’s full registration record.