Terry Donlan Welker has been Chief Compliance Officer of Lombard Advisers since April 2024, is a control person of the firm and directly owns under 5% of it.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
No adviser firm registrations are on Terry Donlan Welker’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 20 June 2025 |
| Series 52TO | Municipal Securities Representative Examination | 5 June 2025 |
| Series 24 | General Securities Principal Examination | 4 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 18 November 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 18 November 1999 |
| Series 7 | General Securities Representative Examination | 10 September 1999 |
- Name
- Municipal Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Full name
- Terry Lynn Donlan Welker
- CRD
- 2825889
- Firm
- Lombard Advisers · CRD 108231
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Terry Donlan Welker work?
Terry Donlan Welker has been Chief Compliance Officer of Lombard Advisers Incorporated since April 2024, and is a control person of the firm.
Does Terry Donlan Welker have a current investment-adviser registration?
Terry Donlan Welker has a current broker registration and no current investment-adviser registration.
What exams has Terry Donlan Welker passed?
Terry Donlan Welker has passed 7 licensing exams: the Series 7, Series 10, Series 9, Series 63, Series 24, Series 52TO and Series 53. The earliest, the Series 7, was passed in September 1999. FINRA credited Terry Donlan Welker with the SIE, which began in October 2018.
Is Terry Donlan Welker registered with FINRA?
Yes. Terry Donlan Welker has a current broker registration, under CRD 2825889.
Source: FINRA BrokerCheck
How can I verify Terry Donlan Welker’s record?
Search CRD 2825889 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Terry Donlan Welker’s full registration record.