Zachary Ciampa has been an investment adviser representative at WinCap Financial since December 2023, and is not listed among the firm’s executive officers or direct owners.
Wincap Financial LLC is a Boston, MA firm with $223M under management, 270 clients and 6 advisers across 7 offices, as of its June 2026 filing.
Zachary Ciampa’s longest registration was 3 years at John Hancock Personal Financial Services, LLC (2020–2023). Before joining WinCap Financial in 2023, Zachary Ciampa was registered through John Hancock Personal Financial Services, LLC and Charles Schwab Investment Advisory, Inc.
- Wincap Financial LLCCurrent– present · 2 yearsAndover, MA · Adviser representative · Firm CRD 315798
- John Hancock Personal Financial Services, LLC– · 3 yearsBoston, MA · Adviser representative · Firm CRD 174433
- Charles Schwab Investment Advisory, Inc– · under a yearBoston, MA · Adviser representative · Firm CRD 151739
- Charles Schwab & Co., Inc.– · 2 yearsLynnfield, MA · Adviser representative · Firm CRD 5393
- Strategic Advisers, Inc.– · 1 yearMerrimack, NH · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Zachary Ciampa is registered as an investment adviser representative in Massachusetts, since December 2023.
- MassachusettsSince 6 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 January 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 2015 |
| Series 7 | General Securities Representative Examination | 12 October 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Zachary John Ciampa
- CRD
- 6553734
- Firm
- WinCap Financial · CRD 315798
- Office
- Andover, MA
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Zachary Ciampa work?
Zachary Ciampa is an investment adviser representative registered through Wincap Financial LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Ciampa a financial advisor?
Yes. Zachary Ciampa has a current investment-adviser registration in Massachusetts, through WinCap Financial since December 2023.
How many years of experience does Zachary Ciampa have?
Zachary Ciampa has 10 years in the financial industry, since March 2016, across 5 adviser firms.
What exams has Zachary Ciampa passed?
Zachary Ciampa has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in October 2015. FINRA credited Zachary Ciampa with the SIE, which began in October 2018.
Where did Zachary Ciampa work before WinCap Financial?
Before WinCap Financial, Zachary Ciampa was registered through John Hancock Personal Financial Services, LLC, May 2020 to November 2023; Charles Schwab Investment Advisory, Inc, November 2019 to May 2020; Charles Schwab & Co., Inc., June 2017 to July 2019; Strategic Advisers, Inc., February 2016 to May 2017.
Where is Zachary Ciampa based?
Zachary Ciampa’s registered office is in Andover, MA.
Is Zachary Ciampa registered with FINRA?
No. Zachary Ciampa has no current broker registration.
How can I verify Zachary Ciampa’s record?
Search CRD 6553734 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Ciampa’s full registration record.