Michael Collins has been Managing Member / Chief Executive Officer / Chief Compliance Officer of WinCap Financial since September 2021, is a control person of the firm and directly owns 75% or more of it.
Wincap Financial LLC is a Boston, MA firm with $223M under management, 270 clients and 6 advisers across 7 offices, as of its June 2026 filing.
Michael Collins’ longest registration is the current one, 5 years at WinCap Financial since 2021. Before joining WinCap Financial in 2021, Michael Collins was registered through CAPTRUST and Boston Advisors, LLC.
- Wincap Financial LLCCurrent– present · 5 yearsBoston, MA · Adviser representative · Firm CRD 315798
- CAPTRUST– · 1 yearBoston, MA · Adviser representative · Firm CRD 175112
- Boston Advisors, LLC– · 2 yearsBoston, MA · Adviser representative · Firm CRD 140059
Investment adviser representative registrations
Michael Collins is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2021; the most recent is Texas, in November 2024.
- MassachusettsSince 3 September 2021
- TexasResidentSince 20 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Patrick Collins
- CRD
- 6720146
- Firm
- WinCap Financial · CRD 315798
- Role
- Managing Member / Chief Executive Officer / Chief Compliance Officer
- Office
- 55 UNION STREET, Boston, MA 02108
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Collins work?
Michael Collins has been Managing Member / Chief Executive Officer / Chief Compliance Officer of Wincap Financial LLC since September 2021, and is a control person of the firm.
Is Michael Collins a financial advisor?
Yes. Michael Collins has a current investment-adviser registration in Massachusetts and Texas, through WinCap Financial since September 2021.
How many years of experience does Michael Collins have?
Michael Collins has 9 years in the financial industry, since January 2017, across 3 adviser firms.
What exams has Michael Collins passed?
Michael Collins passed the Series 65 in November 2016.
Where did Michael Collins work before WinCap Financial?
Before WinCap Financial, Michael Collins was registered through Boston Advisors, LLC, November 2016 to October 2019.
Where is Michael Collins based?
Michael Collins’ registered office is in Boston, MA.
Is Michael Collins registered with FINRA?
No. Michael Collins has no current broker registration.
How can I verify Michael Collins’ record?
Search CRD 6720146 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Collins’ full registration record.