Yvonne Scoggins has held the title Member at Curio Wealth since August 2024, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Curio Wealth, LLC is an Annapolis, MD firm with $461M under management, 354 clients and 9 advisers across 9 offices, as of its September 2026 filing.
Yvonne Scoggins is Founder of Curio Wealth. She heads the firm's Investment Committee, which makes firm-level decisions on client portfolios, and oversees the firm's trading operations. She has 25 years of industry experience.
Yvonne Scoggins’ longest registration was 11 years at Charles Schwab & Co., Inc. (2003–2015). Before joining Curio Wealth in 2024, Yvonne Scoggins was registered through Bay Point Wealth and JSK Financial Services LLC.
- Bay Point Wealth– · 4 yearsAnnapolis, MD · Adviser representative · Firm CRD 123095
- JSK Financial Services LLC– · 3 yearsAnnapolis, MD · Adviser representative · Firm CRD 160195
- Charles Schwab & Co., Inc.– · 11 yearsAnnapolis, MD · Adviser representative · Firm CRD 5393
Professional designations
Listed by Curio Wealth
- Certified Investment Management Analyst® (CIMA®)
- Financial Paraplanner Qualified Professional℠ (FPQP®)
- Accredited Asset Management Specialist™ (AAMS™)
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 August 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 May 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 1999 |
| Series 7 | General Securities Representative Examination | 21 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Yvonne Michele Scoggins
- CRD
- 3183740
- Firm
- Curio Wealth · CRD 328178
- Role
- Member
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- curiowealth.com
Where does Yvonne Scoggins work?
Yvonne Scoggins has held the title Member at Curio Wealth, LLC since August 2024.
Is Yvonne Scoggins a financial advisor?
Yes. Yvonne Scoggins has a current investment-adviser registration, through Curio Wealth since January 2024.
How many years of experience does Yvonne Scoggins have?
Yvonne Scoggins has 21 years in the financial industry, since January 2005, across 4 adviser firms.
What exams has Yvonne Scoggins passed?
Yvonne Scoggins has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in July 1999. FINRA credited Yvonne Scoggins with the SIE, which began in October 2018.
Where did Yvonne Scoggins work before Curio Wealth?
Before Curio Wealth, Yvonne Scoggins was registered through JSK Financial Services LLC, January 2017 to March 2020; Charles Schwab & Co., Inc., August 2003 to July 2015.
Is Yvonne Scoggins registered with FINRA?
No. Yvonne Scoggins has no current broker registration.
How can I verify Yvonne Scoggins’ record?
Search CRD 3183740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Yvonne Scoggins’ full registration record.
