Lyn Dippel has been Chief Compliance Officer of Curio Wealth since October 2023, is a control person of the firm and directly owns between 25% and 50% of it. Lyn Dippel holds a BA in Psychology from the University of Richmond and a Juris Doctor from George Mason University School of Law.
Curio Wealth, LLC is an Annapolis, MD firm with $461M under management, 354 clients and 9 advisers across 9 offices, as of its September 2026 filing.
Lyn Dippel is Founder, Senior Advisor and Chief Compliance Officer of Curio Wealth. She oversees day-to-day operations, mentors rising advisors and serves clients' planning and investment needs, drawing on 25-plus years of experience. She works with clients in the Thriving in Midlife phase and in the Living a Modern Retirement category.
Lyn Dippel’s longest registration was 15 years at Fai Wealth Management (2004–2020). Before joining Curio Wealth in 2024, Lyn Dippel was registered through Bay Point Wealth and Fai Wealth Management.
- Bay Point Wealth– · 3 yearsAnnapolis, MD · Adviser representative · Firm CRD 123095
- Fai Wealth Management– · 15 yearsColumbia, MD · Adviser representative · Firm CRD 104610
- Cambridge Investment Reserarch, Inc.– · 1 yearHerndon, VA · Adviser representative · Firm CRD 39543
- Trusted Advisors– · under a yearHerdon, VA · Adviser representative · Firm CRD 24049
Professional designations
Listed by Curio Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Lyn Dippel is registered as an investment adviser representative in Maryland, since January 2024.
- MarylandSince 2 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 August 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lyn Ann Dippel
- CRD
- 4429564
- Firm
- Curio Wealth · CRD 328178
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- curiowealth.com
Where does Lyn Dippel work?
Lyn Dippel has been Chief Compliance Officer of Curio Wealth, LLC since October 2023, and is a control person of the firm.
Is Lyn Dippel a financial advisor?
Yes. Lyn Dippel has a current investment-adviser registration in Maryland, through Curio Wealth since January 2024.
How many years of experience does Lyn Dippel have?
Lyn Dippel has 24 years in the financial industry, since May 2002, across 5 adviser firms.
What exams has Lyn Dippel passed?
Lyn Dippel has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2001.
Where did Lyn Dippel work before Curio Wealth?
Before Curio Wealth, Lyn Dippel was registered through Bay Point Wealth, July 2020 to December 2023; Fai Wealth Management, September 2004 to August 2020; Cambridge Investment Reserarch, Inc., February 2003 to July 2004; Trusted Advisors, March 2002 to March 2003.
Is Lyn Dippel registered with FINRA?
No. Lyn Dippel has no current broker registration.
Is Lyn Dippel a CFP?
Curio Wealth lists Lyn Dippel with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Lyn Dippel’s record?
Search CRD 4429564 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lyn Dippel’s full registration record.
