Yim Ming Ng has been an investment adviser representative at Confidence Wealth Management since May 2018, and is not listed among the firm’s executive officers or direct owners.
Confidence Wealth Management, Inc. is a Los Angeles, CA firm with $454M under management, 743 clients and 8 advisers across 2 offices, as of its March 2026 filing.
- – present · 8 yearsLos Angeles, CA · Adviser representative · Firm CRD 127383
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 May 2018 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6908451
- Firm
- Confidence Wealth Management · CRD 127383
- Office
- Los Angeles, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Yim Ming Ng work?
Yim Ming Ng is an investment adviser representative registered through Confidence Wealth Management, Inc. since May 2018, and is not listed among the firm’s executive officers or direct owners.
Is Yim Ming Ng a financial advisor?
Yes. Yim Ming Ng has a current investment-adviser registration, through Confidence Wealth Management since May 2018.
How many years of experience does Yim Ming Ng have?
Yim Ming Ng has 8 years in the financial industry, since May 2018, across 1 adviser firm.
What exams has Yim Ming Ng passed?
Yim Ming Ng passed the Series 65 in May 2018.
Where is Yim Ming Ng based?
Yim Ming Ng’s registered office is in Los Angeles, CA.
Is Yim Ming Ng registered with FINRA?
No. Yim Ming Ng has no current broker registration.
How can I verify Yim Ming Ng’s record?
Search CRD 6908451 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Yim Ming Ng’s full registration record.
