Yadira Garcia has been an investment adviser representative at Asset Management Strategies since April 2017, and is not listed among the firm’s executive officers or direct owners.
Asset Management Strategies, Inc. is an Indianapolis, IN firm with $220M under management, 2,110 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Yadira Garcia’s longest registration is the current one, 9 years at Asset Management Strategies since 2017. Before joining Asset Management Strategies in 2017, Yadira Garcia was registered through Raymond James & Associates, Inc. and Fifth Third Securities, Inc.
- – present · 9 yearsIndianapolis, IN · Adviser representative · Firm CRD 135173
- Raymond James & Associates, Inc.– · 3 yearsGreenwood, IN · Adviser representative · Firm CRD 705
- Fifth Third Securities, Inc.– · 7 yearsColumbus, IN · Adviser representative · Firm CRD 628
- Chase Investment Services Corp.– · under a yearGreenwood, IN · Adviser representative · Firm CRD 25574
Investment adviser representative registrations
Yadira Garcia is registered as an investment adviser representative in Indiana, since April 2017.
- IndianaSince 26 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 January 2003 |
| Series 7 | General Securities Representative Examination | 2 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Yadira Salinas Garcia
- CRD
- 4286406
- Firm
- Asset Management Strategies · CRD 135173
- Office
- 450 E. 96TH STREET, SUITE 500, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Yadira Garcia work?
Yadira Garcia is an investment adviser representative registered through Asset Management Strategies, Inc. since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Yadira Garcia a financial advisor?
Yes. Yadira Garcia has a current investment-adviser registration in Indiana, through Asset Management Strategies since April 2017.
How many years of experience does Yadira Garcia have?
Yadira Garcia has 24 years in the financial industry, since July 2002, across 4 adviser firms.
What exams has Yadira Garcia passed?
Yadira Garcia has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2001. FINRA credited Yadira Garcia with the SIE, which began in October 2018.
Where did Yadira Garcia work before Asset Management Strategies?
Before Asset Management Strategies, Yadira Garcia was registered through Raymond James & Associates, Inc., November 2013 to February 2017; Fifth Third Securities, Inc., October 2006 to November 2013; Chase Investment Services Corp., February 2006 to August 2006.
Where is Yadira Garcia based?
Yadira Garcia’s registered office is in Indianapolis, IN.
Is Yadira Garcia registered with FINRA?
No. Yadira Garcia has no current broker registration.
How can I verify Yadira Garcia’s record?
Search CRD 4286406 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Yadira Garcia’s full registration record.
