Anthony Fiorillo has been President / Chief Compliance Officer of Asset Management Strategies since April 2005, is a control person of the firm and directly owns 75% or more of it. Anthony Fiorillo holds a Degree in Economics from Eastern Illinois University. Anthony Fiorillo studied at the University of London and Harvard University.
Asset Management Strategies, Inc. is an Indianapolis, IN firm with $220M under management, 2,110 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Tony Fiorillo is Managing Partner of Asset Management Strategies, Inc., based in Indianapolis. He worked through college at a public accounting firm and served as Controller of a multi-state produce distribution company for three years. He has specialized in investments for more than twenty years and designed a proprietary online platform to support participants of 401K, 403b and 457 Plans nationwide.
Anthony Fiorillo’s longest registration is the current one, 21 years at Asset Management Strategies since 2005. Before joining Asset Management Strategies in 2005, Anthony Fiorillo was registered through Raymond James Financial Services.
- – present · 21 yearsIndianapolis, IN · Adviser representative · Firm CRD 135173
- Raymond James Financial Services– · 6 yearsFishers, IN · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Anthony Fiorillo is registered as an investment adviser representative in 2 states. The first approvals date from May 2005; the most recent is Illinois, in October 2012.
- IllinoisSince 10 October 2012
- IndianaSince 31 May 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 April 2005 |
| Series 24 | General Securities Principal Examination | 5 March 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 March 1992 |
| Series 7 | General Securities Representative Examination | 18 June 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 April 1987 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Anthony Patrick Fiorillo
- CRD
- 1648219
- Firm
- Asset Management Strategies · CRD 135173
- Role
- President / Chief Compliance Officer
- Office
- 9465 Counselors Row, Suite 200, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- amsria.com
Where does Anthony Fiorillo work?
Anthony Fiorillo has been President / Chief Compliance Officer of Asset Management Strategies, Inc. since April 2005, and is a control person of the firm.
Is Anthony Fiorillo a financial advisor?
Yes. Anthony Fiorillo has a current investment-adviser registration in Illinois and Indiana, through Asset Management Strategies since May 2005.
How many years of experience does Anthony Fiorillo have?
Anthony Fiorillo has 27 years in the financial industry, since December 1998, across 2 adviser firms.
What exams has Anthony Fiorillo passed?
Anthony Fiorillo has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 6, was passed in April 1987.
Where is Anthony Fiorillo based?
Anthony Fiorillo’s registered office is in Indianapolis, IN.
Is Anthony Fiorillo registered with FINRA?
No. Anthony Fiorillo has no current broker registration.
How can I verify Anthony Fiorillo’s record?
Search CRD 1648219 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Fiorillo’s full registration record.