William Thompson has been President/Treasurer/Chief Compliance Officer of Crescent Sterling since August 1992, is a control person of the firm and directly owns 75% or more of it. William Thompson holds a Bachelor's Degree in Industrial Management from Georgia Institute of Technology and a Master of Business Administration with areas of concentration in Accounting and Economics from the University of New Orleans.
Crescent Sterling LTD is a Metairie, LA firm with $210M under management, 195 clients and 4 advisers in one office, as of its March 2026 filing.
W. Howard Thompson is President & Chief Investment Officer of Crescent Sterling Ltd., based in Metairie, LA. Before founding Crescent Sterling, he was with JMC Capital Management, Inc. for eight years as Director of Research and as a portfolio manager. He also served on the Tax Staff of Arthur Andersen & Co. and as Staff Manager for South Central Bell.
- Crescent Sterling LTD.Current– present · 20 yearsMetairie, LA · Adviser representative · Firm CRD 106633
Professional designations
Listed by Crescent Sterling
- Chartered Financial Analyst (CFA)
- Certified Financial Planner
- Certified Management Accountant
Investment adviser representative registrations
William Thompson is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Alabama, in June 2012.
- AlabamaSince 18 June 2012
- LouisianaSince 20 June 2011
- TexasResidentSince 26 May 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 October 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 April 1987 |
| Series 7 | General Securities Representative Examination | 16 November 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Howard Thompson
- CRD
- 1431265
- Firm
- Crescent Sterling · CRD 106633
- Role
- President/Treasurer/Chief Compliance Officer
- Office
- 4415 SHORES DRIVE, SUITE 250, Metairie, LA 70006-6804
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- crescentsterling.com
Where does William Thompson work?
William Thompson has been President/Treasurer/Chief Compliance Officer of Crescent Sterling LTD since August 1992, and is a control person of the firm.
Is William Thompson a financial advisor?
Yes. William Thompson has a current investment-adviser registration in Alabama, Louisiana and Texas, through Crescent Sterling since May 2006.
How many years of experience does William Thompson have?
William Thompson has 20 years in the financial industry, since May 2006, across 1 adviser firm.
What exams has William Thompson passed?
William Thompson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1985.
Where is William Thompson based?
William Thompson’s registered office is in Metairie, LA.
Is William Thompson registered with FINRA?
No. William Thompson has no current broker registration.
Is William Thompson a CFP?
Crescent Sterling lists William Thompson with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Is William Thompson a CFA charterholder?
Crescent Sterling lists William Thompson with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify William Thompson’s record?
Search CRD 1431265 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Thompson’s full registration record.