William Newbold has been an investment adviser representative at Terril Brothers since December 2024, and is not listed among the firm’s executive officers or direct owners.
Terril Brothers Inc is a Saint Louis, MO firm with $988M under management, 488 clients and 6 advisers across 3 offices, as of its March 2026 filing.
William Newbold’s longest registration was 19 years at J.P. Morgan Securities LLC (2005–2024). Before joining Terril Brothers in 2024, William Newbold was registered through J.P. Morgan Securities LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Terril & CompanyCurrent– present · 1 yearSaint Louis, MO · Adviser representative · Firm CRD 110422
- J.P. Morgan Securities LLC– · 19 yearsClayton, MO · Adviser representative · Firm CRD 79
- Merrill Lynch Pierce Fenner & Smith Inc.– · 12 yearsClayton, MO · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
William Newbold is registered as an investment adviser representative in Missouri, since December 2024.
- MissouriSince 8 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 September 1989 |
| Series 7 | General Securities Representative Examination | 19 August 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William O Newbold
- CRD
- 1969058
- Firm
- Terril Brothers · CRD 110422
- Office
- 6 CITY PLACE DRIVE, SUITE 1050, Saint Louis, MO 63141-7102
- Registration
- Investment adviser registration
- In the industry since
- November 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does William Newbold work?
William Newbold is an investment adviser representative registered through Terril Brothers Inc since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is William Newbold a financial advisor?
Yes. William Newbold has a current investment-adviser registration in Missouri, through Terril Brothers since December 2024.
How many years of experience does William Newbold have?
William Newbold has 36 years in the financial industry, since November 1989, across 3 adviser firms.
What exams has William Newbold passed?
William Newbold has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1989. FINRA credited William Newbold with the SIE, which began in October 2018.
Where did William Newbold work before Terril Brothers?
Before Terril Brothers, William Newbold was registered through J.P. Morgan Securities LLC, April 2005 to September 2024; Merrill Lynch Pierce Fenner & Smith Inc., February 1993 to April 2005.
Where is William Newbold based?
William Newbold’s registered office is in Saint Louis, MO.
Is William Newbold registered with FINRA?
No. William Newbold has no current broker registration.
How can I verify William Newbold’s record?
Search CRD 1969058 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Newbold’s full registration record.