William Neubauer has been Manager & Chief Compliance Officer of Comprehensive Money Management Services since March 2002, is a control person of the firm and directly owns 75% or more of it. William Neubauer studied at Florida State University.
Comprehensive Money Management Services LLC is a firm with $200M under management, 105 clients and 1 adviser in one office, as of its January 2026 filing.
William Neubauer provides financial planning and investment management services at Comprehensive Money Management Services. He has more than 25 years of experience in the financial services industry. Before starting his own practice in 2001, he served as the senior executive responsible for Bank of America's Private Bank in South Florida.
- – present · 24 yearsCoral Gables, FL · Adviser representative · Firm CRD 121061
Professional designations
Listed by Comprehensive Money Management Services
- CFP®
Investment adviser representative registrations
William Neubauer is registered as an investment adviser representative in Florida, since August 2002.
- FloridaSince 14 August 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 1997 |
| Series 24 | General Securities Principal Examination | 12 June 1997 |
| Series 7 | General Securities Representative Examination | 9 June 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- William Robert Neubauer
- CRD
- 2873585
- Firm
- Comprehensive Money Management Services · CRD 121061
- Role
- Manager & Chief Compliance Officer
- Office
- Coral Gables, FL
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- comprehensivemoney.com
Where does William Neubauer work?
William Neubauer has been Manager & Chief Compliance Officer of Comprehensive Money Management Services LLC since March 2002, and is a control person of the firm.
Is William Neubauer a financial advisor?
Yes. William Neubauer has a current investment-adviser registration in Florida, through Comprehensive Money Management Services since August 2002.
How many years of experience does William Neubauer have?
William Neubauer has 24 years in the financial industry, since August 2002, across 1 adviser firm.
What exams has William Neubauer passed?
William Neubauer has passed 4 licensing exams: the Series 7, Series 24, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1997.
Where is William Neubauer based?
William Neubauer’s registered office is in Coral Gables, FL.
Is William Neubauer registered with FINRA?
No. William Neubauer has no current broker registration.
Is William Neubauer a CFP?
Comprehensive Money Management Services lists William Neubauer with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: William R. Neubauer, MBA®, CFP® biography, comprehensivemoney.com
How can I verify William Neubauer’s record?
Search CRD 2873585 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Neubauer’s full registration record.