William Miller has been Principal & Chief Compliance Officer of The Professional Financial since September 2015, is a control person of the firm and directly owns under 5% of it. William Miller holds an MBA.
The Professional Financial Company LLC is an Orem, UT firm with $246M under management, 285 clients and 3 advisers in one office, as of its March 2026 filing.
W. Bruce Miller is President & Co-Founder of PROFi - The Professional Financial Company, based in Orem, UT. He has over 30 years of experience in banking, finance, and wealth management. His executive experience includes serving as President of a financial startup that was acquired, and he has held senior leadership roles, including President, COO, and Senior Advisor, at multiple financial firms.
William Miller’s longest registration is the current one, 8 years at The Professional Financial since 2018. Before joining The Professional Financial in 2018, William Miller was registered through Arista Wealth Management, LLC and Truenorth Wealth.
- – present · 8 yearsOrem, UT · Adviser representative · Firm CRD 286419
- Arista Wealth Management, LLC– · 2 yearsCedar Hills, UT · Adviser representative · Firm CRD 141504
- Truenorth Wealth– · 5 yearsSalt Lake City, UT · Adviser representative · Firm CRD 142205
Professional designations
Listed by The Professional Financial
- CFP®
- RSSA®
Investment adviser representative registrations
William Miller is registered as an investment adviser representative in 2 states. The first approvals date from June 2018; the most recent is Texas, in March 2025.
- TexasSince 31 March 2025
- UtahSince 8 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- William Bruce Miller
- CRD
- 5844796
- Firm
- The Professional Financial · CRD 286419
- Role
- Principal & Chief Compliance Officer
- Office
- 384 W CENTER ST, Orem, UT 84057
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thepfc.com
Where does William Miller work?
William Miller has been Principal & Chief Compliance Officer of The Professional Financial Company LLC since September 2015, and is a control person of the firm.
Is William Miller a financial advisor?
Yes. William Miller has a current investment-adviser registration in Texas and Utah, through The Professional Financial since June 2018.
How many years of experience does William Miller have?
William Miller has 16 years in the financial industry, since September 2010, across 3 adviser firms.
What exams has William Miller passed?
William Miller passed the Series 65 in August 2010.
Where did William Miller work before The Professional Financial?
Before The Professional Financial, William Miller was registered through Truenorth Wealth, September 2010 to January 2016.
Where is William Miller based?
William Miller’s registered office is in Orem, UT.
Is William Miller registered with FINRA?
No. William Miller has no current broker registration.
Is William Miller a CFP?
The Professional Financial lists William Miller with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify William Miller’s record?
Search CRD 5844796 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Miller’s full registration record.