William Litton has been an investment adviser representative at Castle Coast Wealth since April 2019, and is not listed among the firm’s executive officers or direct owners.
Castle Coast Wealth, LLC is a La Jolla, CA firm with $424M under management, 306 clients and 4 advisers across 3 offices, as of its August 2026 filing.
William Litton’s longest registration was 22 years at LPL Financial LLC (1997–2019). Before joining Castle Coast Wealth in 2019, William Litton was registered through Litton Financial and LPL Financial LLC.
- Castle Coast Wealth, LLCCurrent– present · 7 yearsIncline Village, NV · Adviser representative · Firm CRD 298439
- Litton Financial– · 1 yearLa Jolla, CA · Adviser representative · Firm CRD 113063
- LPL Financial LLC– · 22 yearsLa Jolla, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
William Litton is registered as an investment adviser representative in 2 states. The first approvals date from April 2019; the most recent is Nevada, in August 2024.
- CaliforniaSince 30 April 2019
- NevadaSince 2 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 July 1994 |
| Series 24 | General Securities Principal Examination | 28 March 1994 |
| Series 7 | General Securities Representative Examination | 12 August 1992 |
| Series 22 | Direct Participation Programs Representative Examination | 18 January 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 September 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Lee Litton
- CRD
- 1684246
- Firm
- Castle Coast Wealth · CRD 298439
- Office
- Incline Village, NV
- Registration
- Investment adviser registration
- In the industry since
- September 1987
- Disciplinary history
- Not yet shown here · SEC record
Where does William Litton work?
William Litton is an investment adviser representative registered through Castle Coast Wealth, LLC since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is William Litton a financial advisor?
Yes. William Litton has a current investment-adviser registration in California and Nevada, through Castle Coast Wealth since April 2019.
How many years of experience does William Litton have?
William Litton has 39 years in the financial industry, since September 1987, across 3 adviser firms.
What exams has William Litton passed?
William Litton has passed 5 licensing exams: the Series 6, Series 22, Series 7, Series 24 and Series 63. The earliest, the Series 6, was passed in September 1987. FINRA credited William Litton with the SIE, which began in October 2018.
Where is William Litton based?
William Litton’s registered office is in Incline Village, NV.
Is William Litton registered with FINRA?
No. William Litton has no current broker registration.
How can I verify William Litton’s record?
Search CRD 1684246 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Litton’s full registration record.
- Kent KeisterChief Compliance Officer
Charles GillespieOwner, Managing Member, Principal- Tyler StearnsPartner and Wealth Manager