William Kemp has been an investment adviser representative at Brixton Capital Wealth Advisors since October 2017, and is not listed among the firm’s executive officers or direct owners.
Brixton Capital Wealth Advisors, LLC is a Garden City, NY firm with $212M under management, 819 clients and 4 advisers in one office, as of its March 2026 filing.
William Kemp’s longest registration was 11 years at Northeast Asset Management, Inc. (2006–2017). Before joining Brixton Capital Wealth Advisors in 2017, William Kemp was registered through Northeast Asset Management, Inc.
- – present · 8 yearsAdviser representative · Firm CRD 288810
- Northeast Asset Management, Inc.– · 11 yearsTampa, FL · Adviser representative · Firm CRD 117567
Investment adviser representative registrations
William Kemp is registered as an investment adviser representative in Florida, since October 2017.
- FloridaSince 23 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2006 |
| Series 24 | General Securities Principal Examination | 4 September 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 April 1985 |
| Series 7 | General Securities Representative Examination | 21 May 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Robert Kemp
- CRD
- 1135161
- Firm
- Brixton Capital Wealth Advisors · CRD 288810
- Registration
- Investment adviser registration
- In the industry since
- April 1984
- Disciplinary history
- Not yet shown here · SEC record
Where does William Kemp work?
William Kemp is an investment adviser representative registered through Brixton Capital Wealth Advisors, LLC since October 2017, and is not listed among the firm’s executive officers or direct owners.
Is William Kemp a financial advisor?
Yes. William Kemp has a current investment-adviser registration in Florida, through Brixton Capital Wealth Advisors since October 2017.
How many years of experience does William Kemp have?
William Kemp has 42 years in the financial industry, since April 1984, across 2 adviser firms.
What exams has William Kemp passed?
William Kemp has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in May 1983. FINRA credited William Kemp with the SIE, which began in October 2018.
Where did William Kemp work before Brixton Capital Wealth Advisors?
Before Brixton Capital Wealth Advisors, William Kemp was registered through Northeast Asset Management, Inc., March 2006 to July 2017.
Is William Kemp registered with FINRA?
No. William Kemp has no current broker registration.
How can I verify William Kemp’s record?
Search CRD 1135161 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Kemp’s full registration record.