Stephen Perrone has been Managing Member/ Founder / Chief Compliance Officer of Brixton Capital Wealth Advisors since March 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Brixton Capital Wealth Advisors, LLC is a Garden City, NY firm with $212M under management, 819 clients and 4 advisers in one office, as of its March 2026 filing.
- Northeast Asset Management LLC– · 11 yearsMitchel Field, NY · Adviser representative · Firm CRD 117567
- Northeast Asset Management, Inc.– · 2 yearsMitchel Field, NY · Adviser representative · Firm CRD 117567
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 9 June 1989 |
| Series 53 | Municipal Securities Principal Examination | 2 May 1989 |
| Series 24 | General Securities Principal Examination | 21 April 1989 |
| Series 27 | Financial and Operations Principal Examination | 23 March 1988 |
| Series 15 | Foreign Currency Options Examination | 4 May 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 January 1983 |
| Series 7 | General Securities Representative Examination | 19 January 1980 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Foreign Currency Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Joseph Perrone
- CRD
- 703726
- Firm
- Brixton Capital Wealth Advisors · CRD 288810
- Role
- Managing Member/ Founder / Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Perrone work?
Stephen Perrone has been Managing Member/ Founder / Chief Compliance Officer of Brixton Capital Wealth Advisors, LLC since March 2017, and is a control person of the firm.
Does Stephen Perrone have a current investment-adviser registration?
Stephen Perrone has no current investment-adviser or broker registration.
What exams has Stephen Perrone passed?
Stephen Perrone has passed 10 licensing exams: the Series 7, Series 63, Series 15, Series 27, Series 24, Series 53, Series 4, Series 79TO, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in January 1980. FINRA credited Stephen Perrone with the SIE, which began in October 2018.
Where was Stephen Perrone previously registered as an investment adviser?
Stephen Perrone has past investment-adviser registrations through Northeast Asset Management LLC, January 2007 to October 2018; Northeast Asset Management, Inc., September 2004 to January 2007, across 1 firm.
Is Stephen Perrone registered with FINRA?
No. Stephen Perrone has no current broker registration.
How can I verify Stephen Perrone’s record?
Search CRD 703726 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Perrone’s full registration record.