William Gray has been an investment adviser representative at Richmond Investment Services since June 2024, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
William Gray’s longest registration was 11 years at LPL Financial LLC (2012–2024). Before joining Richmond Investment Services in 2024, William Gray was registered through LPL Financial LLC and Robert W. Baird & Co. Incorporated.
- – present · 2 yearsMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · 11 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Robert W. Baird & Co. Incorporated– · 8 yearsMilwaukee, WI · Adviser representative · Firm CRD 8158
Investment adviser representative registrations
William Gray is registered as an investment adviser representative in Wisconsin, since June 2024.
- WisconsinSince 18 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 March 2004 |
| Series 7 | General Securities Representative Examination | 10 March 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Ryan Gray
- CRD
- 4746389
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Gray work?
William Gray is an investment adviser representative registered through Richmond Investment Services LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is William Gray a financial advisor?
Yes. William Gray has a current investment-adviser registration in Wisconsin, through Richmond Investment Services since June 2024.
How many years of experience does William Gray have?
William Gray has 22 years in the financial industry, since March 2004, across 3 adviser firms.
What exams has William Gray passed?
William Gray has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2004. FINRA credited William Gray with the SIE, which began in October 2018.
Where did William Gray work before Richmond Investment Services?
Before Richmond Investment Services, William Gray was registered through Robert W. Baird & Co. Incorporated, May 2004 to September 2012.
Where is William Gray based?
William Gray’s registered office is in Mequon, WI.
Is William Gray registered with FINRA?
Yes. William Gray has a current broker registration, under CRD 4746389.
Source: FINRA BrokerCheck
How can I verify William Gray’s record?
Search CRD 4746389 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Gray’s full registration record.