William Coleman has been Managing Member of Olive Branch Capital since September 2019, is a control person of the firm and directly owns between 50% and 75% of it. William Coleman holds a Degree in Finance and Economics from the University of Memphis.
Olive Branch Capital, LLC is a firm with $140M under management, 142 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Scott Coleman is Registered Investment Advisor and Founding Partner of Olive Branch Capital. Coleman graduated from the University of Memphis with a degree in finance and economics and began a career helping families and small business owners diversify their investment portfolios. Coleman has worked in the investment consulting business for more than 31 years.
William Coleman’s longest registration was 16 years at Wells Fargo Advisors Financial Network, LLC (2002–2019). Before joining Olive Branch Capital in 2019, William Coleman was registered through Wells Fargo Advisors Financial Network, LLC.
- Olive Branch Capital, LLCCurrent– present · 7 yearsOlive Branch, MS · Adviser representative · Firm CRD 302094
- Wells Fargo Advisors Financial Network, LLC– · 16 yearsOlive Branch, MS · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
William Coleman is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from August 2019; the most recent is Tennessee, in November 2020.
- LouisianaSince 31 August 2020
- MississippiSince 21 August 2019
- TennesseeSince 24 November 2020
- TexasResidentSince 11 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 October 2004 |
| Series 24 | General Securities Principal Examination | 24 March 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 1999 |
| Series 3 | National Commodity Futures Examination | 6 November 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1985 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Scott Coleman
- CRD
- 1387778
- Firm
- Olive Branch Capital · CRD 302094
- Role
- Managing Member
- Office
- Olive Branch, MS
- Registration
- Investment adviser registration
- In the industry since
- August 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- obcap.net
Where does William Coleman work?
William Coleman has been Managing Member of Olive Branch Capital, LLC since September 2019, and is a control person of the firm.
Is William Coleman a financial advisor?
Yes. William Coleman has a current investment-adviser registration in Louisiana, Mississippi, Tennessee and Texas, through Olive Branch Capital since August 2019.
How many years of experience does William Coleman have?
William Coleman has 41 years in the financial industry, since August 1985, across 2 adviser firms.
What exams has William Coleman passed?
William Coleman has passed 6 licensing exams: the Series 7, Series 63, Series 3, Series 65, Series 24 and Series 31. The earliest, the Series 7, was passed in July 1985. FINRA credited William Coleman with the SIE, which began in October 2018.
Where is William Coleman based?
William Coleman’s registered office is in Olive Branch, MS.
Is William Coleman registered with FINRA?
No. William Coleman has no current broker registration.
How can I verify William Coleman’s record?
Search CRD 1387778 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Coleman’s full registration record.