Christopher Etheridge has been Managing Member & CCO of Olive Branch Capital since March 2019, is a control person of the firm and directly owns between 50% and 75% of it.
Olive Branch Capital, LLC is a firm with $140M under management, 142 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Christopher Etheridge’s longest registration was 11 years at DCJ Global Wealth Management (2008–2019). Before joining Olive Branch Capital in 2019, Christopher Etheridge was registered through DCJ Global Wealth Management and LPL Financial Corporation.
- Olive Branch Capital, LLCCurrent– present · 7 yearsOlive Branch, MS · Adviser representative · Firm CRD 302094
- DCJ Global Wealth Management– · 11 yearsGermantown, TN · Adviser representative · Firm CRD 148398
- LPL Financial Corporation– · under a yearGermantown, TN · Adviser representative · Firm CRD 6413
- Wachovia Securities Financial Network, LLC– · 2 yearsCordova, TN · Adviser representative · Firm CRD 11025
- Wachovia Securities, LLC– · 1 yearMemphis, TN · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Christopher Etheridge is registered as an investment adviser representative in 2 states. The first approvals date from June 2019; the most recent is Tennessee, in November 2020.
- MississippiSince 24 June 2019
- TennesseeSince 24 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2006 |
| Series 31 | Futures Managed Funds Examination | 21 March 2006 |
| Series 7 | General Securities Representative Examination | 22 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Christopher A Etheridge
- CRD
- 2399881
- Firm
- Olive Branch Capital · CRD 302094
- Role
- Managing Member & CCO
- Office
- Olive Branch, MS
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Etheridge work?
Christopher Etheridge has been Managing Member & CCO of Olive Branch Capital, LLC since March 2019, and is a control person of the firm.
Is Christopher Etheridge a financial advisor?
Yes. Christopher Etheridge has a current investment-adviser registration in Mississippi and Tennessee, through Olive Branch Capital since June 2019.
How many years of experience does Christopher Etheridge have?
Christopher Etheridge has 27 years in the financial industry, since April 1999, across 5 adviser firms.
What exams has Christopher Etheridge passed?
Christopher Etheridge has passed 4 licensing exams: the Series 63, Series 7, Series 31 and Series 65. The earliest, the Series 63, was passed in July 1999. FINRA credited Christopher Etheridge with the SIE, which began in October 2018.
Where did Christopher Etheridge work before Olive Branch Capital?
Before Olive Branch Capital, Christopher Etheridge was registered through LPL Financial Corporation, November 2008 to November 2008; Wachovia Securities Financial Network, LLC, September 2006 to November 2008; Wachovia Securities, LLC, January 2004 to September 2005.
Where is Christopher Etheridge based?
Christopher Etheridge’s registered office is in Olive Branch, MS.
Is Christopher Etheridge registered with FINRA?
No. Christopher Etheridge has no current broker registration.
How can I verify Christopher Etheridge’s record?
Search CRD 2399881 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Etheridge’s full registration record.