William Alexander has been an investment adviser representative at Oakworth Asset Management since July 2025, and is not listed among the firm’s executive officers or direct owners. William Alexander holds a Bachelor of Science in Commerce and Business Administration from The University of Alabama.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Cole Alexander is Associate Advisor, Wealth Management at Oakworth in Birmingham. He began his banking career as a registered client service associate for Stifel Financial in Birmingham before joining Oakworth. He has experience building client portfolios and analyzing assets, tax returns and retirement accounts to assess clients' financial status and uncover planning opportunities.
William Alexander’s longest registration is the current one, 1 year at Oakworth Asset Management since 2025. Before joining Oakworth Asset Management in 2025, William Alexander was registered through Stifel, Nicolaus & Company, Incorporated.
- – present · 1 yearBirmingham, AL · Adviser representative · Firm CRD 335388
- Stifel, Nicolaus & Company, Incorporated– · under a yearBirmingham, AL · Adviser representative · Firm CRD 793
Investment adviser representative registrations
William Alexander is registered as an investment adviser representative in Alabama, since July 2025.
- AlabamaSince 1 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 October 2023 |
| Series 7TO | General Securities Representative Examination | 24 April 2023 |
| SIE | Securities Industry Essentials Examination | 13 October 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7536647
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 850 SHADES CREEK PARKWAY, SUITE 200, Birmingham, AL 35209
- Registration
- Investment adviser registration
- In the industry since
- May 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does William Alexander work?
William Alexander is an investment adviser representative registered through Oakworth Asset Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is William Alexander a financial advisor?
Yes. William Alexander has a current investment-adviser registration in Alabama, through Oakworth Asset Management since July 2025.
How many years of experience does William Alexander have?
William Alexander has 2 years in the financial industry, since May 2024, across 2 adviser firms.
What exams has William Alexander passed?
William Alexander has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2022.
Where did William Alexander work before Oakworth Asset Management?
Before Oakworth Asset Management, William Alexander was registered through Stifel, Nicolaus & Company, Incorporated, October 2023 to May 2024.
Where is William Alexander based?
William Alexander’s registered office is in Birmingham, AL.
Is William Alexander registered with FINRA?
No. William Alexander has no current broker registration.
How can I verify William Alexander’s record?
Search CRD 7536647 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Alexander’s full registration record.
