Willard Folsom has been an investment adviser representative at Castle Rock Wealth Management since September 2018, and is not listed among the firm’s executive officers or direct owners.
Castle Rock Wealth Management, LLC is a Walnut Creek, CA firm with $587M under management, 2,040 clients and 7 advisers across 6 offices, as of its March 2026 filing.
Willard Folsom’s longest registration is the current one, 8 years at Castle Rock Wealth Management since 2018. Before joining Castle Rock Wealth Management in 2018, Willard Folsom was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 8 yearsWalnut Creek, CA · Adviser representative · Firm CRD 199513
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 5 yearsMenlo Park, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Willard Folsom is registered as an investment adviser representative in California, since September 2018.
- CaliforniaSince 20 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 July 2013 |
| Series 7 | General Securities Representative Examination | 25 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Willard M Folsom
- CRD
- 6189952
- Firm
- Castle Rock Wealth Management · CRD 199513
- Office
- 1777 BOTELHO DR., SUITE 105, Walnut Creek, CA 94596
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Willard Folsom work?
Willard Folsom is an investment adviser representative registered through Castle Rock Wealth Management, LLC since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is Willard Folsom a financial advisor?
Yes. Willard Folsom has a current investment-adviser registration in California, through Castle Rock Wealth Management since September 2018.
How many years of experience does Willard Folsom have?
Willard Folsom has 13 years in the financial industry, since June 2013, across 2 adviser firms.
What exams has Willard Folsom passed?
Willard Folsom has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2013. FINRA credited Willard Folsom with the SIE, which began in October 2018.
Where is Willard Folsom based?
Willard Folsom’s registered office is in Walnut Creek, CA.
Is Willard Folsom registered with FINRA?
Yes. Willard Folsom has a current broker registration, under CRD 6189952.
Source: FINRA BrokerCheck
How can I verify Willard Folsom’s record?
Search CRD 6189952 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Willard Folsom’s full registration record.
- Jennifer LuippoldChief Compliance Officer
- James LuippoldManaging Member