Westley King has been Director/President of Centaurus Financial since November 2007, is a control person of the firm and directly owns under 5% of it. Westley King holds a Bachelor of Arts from the University of California, Los Angeles.
Centaurus Financial, Inc. is an Anaheim, CA firm with $9.74B under management, 45,336 clients and 426 advisers across 279 offices, as of its July 2026 filing.
Wes King is President of Centaurus Financial, Inc. He oversees the daily operations of the company and acts as the primary liaison with all regulatory bodies. He began working with Centaurus in November 1994 and was promoted to President in early 2007. Before joining Centaurus, he was a registered representative with John Hancock Financial Services, Inc.
Investment adviser representative registrations
Westley King is registered as an investment adviser representative in 19 states, as a resident of Texas. The first approvals date from December 1997; the most recent is Massachusetts, in April 2021.
- ArizonaSince 25 February 2021
- CaliforniaSince 31 December 1997
- ColoradoSince 22 February 2021
- FloridaSince 19 February 2021
- GeorgiaSince 19 February 2021
- LouisianaSince 19 February 2021
- MassachusettsSince 13 April 2021
- MichiganSince 22 February 2021
- MinnesotaSince 24 February 2021
- MississippiSince 19 February 2021
- NevadaSince 2 March 2021
- New JerseySince 18 February 2021
- New YorkSince 20 February 2021
- OregonSince 22 February 2021
- PennsylvaniaSince 19 February 2021
- TexasResidentSince 19 February 2021
- UtahSince 22 February 2021
- VirginiaSince 24 February 2021
- WyomingSince 19 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 66 | Uniform Combined State Law Examination | 16 February 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 17 February 2012 |
| Series 24 | General Securities Principal Examination | 5 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 1994 |
| Series 7 | General Securities Representative Examination | 21 September 1994 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Operations Professional Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Westley Hayes King
- CRD
- 2527676
- Firm
- Centaurus Financial · CRD 30833
- Role
- Director/President
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- centaurusfinancial.com
Where does Westley King work?
Westley King has been Director/President of Centaurus Financial, Inc. since November 2007, and is a control person of the firm.
Is Westley King a financial advisor?
Yes. Westley King has a current investment-adviser registration in Arizona, California, Colorado, Florida, Georgia, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Nevada, New Jersey, New York, Oregon, Pennsylvania, Texas, Utah, Virginia and Wyoming, through Centaurus Financial since December 1997.
How many years of experience does Westley King have?
Westley King has 32 years in the financial industry, since September 1994, across 1 adviser firm.
What exams has Westley King passed?
Westley King has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 3, Series 66, Series 6TO and Series 99TO. The earliest, the Series 7, was passed in September 1994. FINRA credited Westley King with the SIE, which began in October 2018.
Is Westley King registered with FINRA?
Yes. Westley King has a current broker registration, under CRD 2527676.
Source: FINRA BrokerCheck
How can I verify Westley King’s record?
Search CRD 2527676 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Westley King’s full registration record.
- Jerome DuhovicChief Compliance Officer
- Jerome DuhovicDirector/EVP/Chief Administrative Officer
- James KingDirector/Chairman of the Board/CEO
- Paul J KingDirector/General Counsel
- Sheri J LejmanCFO/SVP/Principal Financial Officer and Principal Operations Officer
- Michael Peter RubinoOwner
- Stephen Mark KremerOwner