Jerome Duhovic is Director/EVP/Chief Administrative Officer and Chief Compliance Officer of Centaurus Financial, is a control person of the firm and directly owns under 5% of it. Jerome Duhovic studied at United States Air Force Academy.
Centaurus Financial, Inc. is an Anaheim, CA firm with $9.74B under management, 45,336 clients and 426 advisers across 279 offices, as of its July 2026 filing.
Jerry Duhovic is Executive Vice President and Chief Compliance Officer of Centaurus Financial, Inc. He is responsible for the evaluation, creation, implementation and oversight of administrative and operational systems and functions, and advises and directs senior management and staff on corporate governance and SEC, FINRA and state compliance rules. Earlier executive positions included tenures at Datek Online Holdings Corp./Ameritrade, Inc., Titan Value Equities Group, Inc., Centrum Services, Inc. and The Wellington Group.
Investment adviser representative registrations
Jerome Duhovic is registered as an investment adviser representative in California, since January 2018.
- CaliforniaSince 10 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 November 1996 |
| Series 7 | General Securities Representative Examination | 19 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 1992 |
| Series 22 | Direct Participation Programs Representative Examination | 6 January 1992 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Jerome Victor Duhovic
- CRD
- 2123754
- Firm
- Centaurus Financial · CRD 30833
- Role
- Director/EVP/Chief Administrative Officer; Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- centaurusfinancial.com
Where does Jerome Duhovic work?
Jerome Duhovic is Director/EVP/Chief Administrative Officer; Chief Compliance Officer of Centaurus Financial, Inc., and is a control person of the firm.
Is Jerome Duhovic a financial advisor?
Yes. Jerome Duhovic has a current investment-adviser registration in California, through Centaurus Financial since January 2018.
How many years of experience does Jerome Duhovic have?
Jerome Duhovic has 32 years in the financial industry, since December 1993, across 1 adviser firm.
What exams has Jerome Duhovic passed?
Jerome Duhovic has passed 6 licensing exams: the Series 22, Series 63, Series 7, Series 24, Series 14 and Series 99TO. The earliest, the Series 22, was passed in January 1992. FINRA credited Jerome Duhovic with the SIE, which began in October 2018.
Is Jerome Duhovic registered with FINRA?
Yes. Jerome Duhovic has a current broker registration, under CRD 2123754.
Source: FINRA BrokerCheck
How can I verify Jerome Duhovic’s record?
Search CRD 2123754 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerome Duhovic’s full registration record.
- Westley KingDirector/President
- James KingDirector/Chairman of the Board/CEO
- Paul J KingDirector/General Counsel
- Sheri J LejmanCFO/SVP/Principal Financial Officer and Principal Operations Officer
- Michael Peter RubinoOwner
- Stephen Mark KremerOwner