Wesley Reed has been Chief Compliance Officer of Three Magnolias Financial Advisors since October 2017, is not listed as a control person, but directly owns under 5% of the firm. Wesley Reed holds a BA from Wake Forest University.
Three Magnolias Financial Advisors, LLC is a Winston Salem, NC firm with $487M under management, 618 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Wes Reed serves as Compliance Officer for Three Magnolias Financial Advisors. He joined the firm in 2009, after beginning his career in 1997 with Wheat First Butcher Singer, where he spent 12 years advising a wide range of clients. He has over 28 years of experience in financial services, including work with corporate clients on the design and implementation of 401(k) and profit-sharing plans.
Wesley Reed’s longest registration is the current one, 17 years at Three Magnolias Financial Advisors since 2009. Before joining Three Magnolias Financial Advisors in 2009, Wesley Reed was registered through Wells Fargo Advisors, LLC.
- – present · 17 yearsWinston Salem, NC · Adviser representative · Firm CRD 114471
- Wells Fargo Advisors, LLC– · 5 yearsWinston Salem, NC · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Wesley Reed is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2009; the most recent is Texas, in March 2019.
- North CarolinaSince 18 September 2009
- TexasResidentSince 14 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 July 2017 |
| Series 31 | Futures Managed Funds Examination | 13 February 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 1997 |
| Series 7 | General Securities Representative Examination | 14 May 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wesley Robert Reed
- CRD
- 2873119
- Firm
- Three Magnolias Financial Advisors · CRD 114471
- Role
- Chief Compliance Officer
- Office
- 110 OAKWOOD DRIVE, SUITE 480, Winston Salem, NC 27103
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Wesley Reed work?
Wesley Reed has been Chief Compliance Officer of Three Magnolias Financial Advisors, LLC since October 2017.
Is Wesley Reed a financial advisor?
Yes. Wesley Reed has a current investment-adviser registration in North Carolina and Texas, through Three Magnolias Financial Advisors since September 2009.
How many years of experience does Wesley Reed have?
Wesley Reed has 29 years in the financial industry, since May 1997, across 2 adviser firms.
What exams has Wesley Reed passed?
Wesley Reed has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 24. The earliest, the Series 7, was passed in May 1997. FINRA credited Wesley Reed with the SIE, which began in October 2018.
Where did Wesley Reed work before Three Magnolias Financial Advisors?
Before Three Magnolias Financial Advisors, Wesley Reed was registered through Wells Fargo Advisors, LLC, December 2003 to September 2009.
Where is Wesley Reed based?
Wesley Reed’s registered office is in Winston Salem, NC.
Is Wesley Reed registered with FINRA?
Yes. Wesley Reed has a current broker registration, under CRD 2873119.
Source: FINRA BrokerCheck
How can I verify Wesley Reed’s record?
Search CRD 2873119 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Wesley Reed’s full registration record.
