Wendy Moran has been an investment adviser representative at Wealth Advisors of Iowa since February 2023, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisors of Iowa, LLC is a West Des Moines, IA firm with $539M under management, 550 clients and 4 advisers in one office, as of its March 2026 filing.
- Wealth Advisors of Iowa, LLCCurrent– present · 3 yearsWest Des Moines, IA · Adviser representative · Firm CRD 115088
Investment adviser representative registrations
Wendy Moran is registered as an investment adviser representative in Iowa, since February 2023.
- IowaSince 7 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 February 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Wendy Jo Moran
- CRD
- 4440516
- Firm
- Wealth Advisors of Iowa · CRD 115088
- Office
- 1601 WEST LAKES PARKWAY, SUITE 200, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- February 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Wendy Moran work?
Wendy Moran is an investment adviser representative registered through Wealth Advisors of Iowa, LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Wendy Moran a financial advisor?
Yes. Wendy Moran has a current investment-adviser registration in Iowa, through Wealth Advisors of Iowa since February 2023.
How many years of experience does Wendy Moran have?
Wendy Moran has 3 years in the financial industry, since February 2023, across 1 adviser firm.
What exams has Wendy Moran passed?
Wendy Moran passed the Series 65 in February 2023.
Where is Wendy Moran based?
Wendy Moran’s registered office is in West Des Moines, IA.
Is Wendy Moran registered with FINRA?
No. Wendy Moran has no current broker registration.
How can I verify Wendy Moran’s record?
Search CRD 4440516 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendy Moran’s full registration record.
