Kellie Masters has been Chief Compliance Officer of Wealth Advisors of Iowa since December 2019, is a control person of the firm and directly owns under 5% of it. Kellie Masters holds a Bachelor's degree in Finance from Iowa State University and a Master's degree in Family & Consumer Sciences - Family Financial Planning from Iowa State University.
Wealth Advisors of Iowa, LLC is a West Des Moines, IA firm with $539M under management, 550 clients and 4 advisers in one office, as of its March 2026 filing.
Kellie Masters is Director of Financial Planning and Chief Compliance Officer of Wealth Advisors of Iowa (WAI). She specializes in helping clients navigate their transition to retirement and in social security planning. She is a graduate of the Waukee Leadership Institute and of the Greater Des Moines Leadership Institute's Community Leaders Program.
- Wealth Advisors of Iowa, LLCCurrent– present · 14 yearsWest Des Moines, IA · Adviser representative · Firm CRD 115088
Professional designations
Listed by Wealth Advisors of Iowa
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Kellie Masters is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2012; the most recent is Texas, in July 2015.
- IowaSince 10 January 2012
- TexasResidentSince 22 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 2011 |
| Series 7 | General Securities Representative Examination | 23 September 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kellie Marie Masters
- CRD
- 5398684
- Firm
- Wealth Advisors of Iowa · CRD 115088
- Role
- Chief Compliance Officer
- Office
- 1601 WEST LAKES PARKWAY, SUITE 200, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- waiowa.com
Where does Kellie Masters work?
Kellie Masters has been Chief Compliance Officer of Wealth Advisors of Iowa, LLC since December 2019, and is a control person of the firm.
Is Kellie Masters a financial advisor?
Yes. Kellie Masters has a current investment-adviser registration in Iowa and Texas, through Wealth Advisors of Iowa since January 2012.
How many years of experience does Kellie Masters have?
Kellie Masters has 14 years in the financial industry, since January 2012, across 1 adviser firm.
What exams has Kellie Masters passed?
Kellie Masters has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in September 2008.
Where is Kellie Masters based?
Kellie Masters’ registered office is in West Des Moines, IA.
Is Kellie Masters registered with FINRA?
No. Kellie Masters has no current broker registration.
Is Kellie Masters a CFP?
Wealth Advisors of Iowa lists Kellie Masters with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kellie Masters’ record?
Search CRD 5398684 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kellie Masters’ full registration record.