Wendi Svitak has been an investment adviser representative at Bard Associates since September 2026, and is not listed among the firm’s executive officers or direct owners.
Bard Associates Inc is a Chicago, IL firm with $416M under management, 181 clients and 4 advisers in one office, as of its May 2026 filing.
Wendi Svitak’s longest registration was 5 years at Leelyn Smith, LLC (2021–2026). Before joining Bard Associates in 2026, Wendi Svitak was registered through Leelyn Smith, LLC and LPL Financial LLC.
- Bard Associates IncCurrent– present · under a yearChicago, IL · Adviser representative · Firm CRD 104984
- Leelyn Smith, LLC– · 5 yearsGeneva, IL · Adviser representative · Firm CRD 110517
- LPL Financial LLC– · 2 yearsGeneva, IL · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Wendi Svitak is registered as an investment adviser representative in Illinois, since September 2026.
- IllinoisSince 15 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 November 2019 |
| SIE | Securities Industry Essentials Examination | 20 September 2019 |
| Series 7TO | General Securities Representative Examination | 30 August 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Wendi K Svitak
- CRD
- 6604185
- Firm
- Bard Associates · CRD 104984
- Office
- 233 SOUTH WACKER DRIVE, SUITE 4400, Chicago, IL 60606
- Registration
- Investment adviser registration
- In the industry since
- September 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Wendi Svitak work?
Wendi Svitak is an investment adviser representative registered through Bard Associates Inc since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Wendi Svitak a financial advisor?
Yes. Wendi Svitak has a current investment-adviser registration in Illinois, through Bard Associates since September 2026.
How many years of experience does Wendi Svitak have?
Wendi Svitak has 7 years in the financial industry, since September 2019, across 3 adviser firms.
What exams has Wendi Svitak passed?
Wendi Svitak has passed 3 licensing exams: the Series 7TO, SIE and Series 66. The earliest, the Series 7TO, was passed in August 2019.
Where did Wendi Svitak work before Bard Associates?
Before Bard Associates, Wendi Svitak was registered through LPL Financial LLC, November 2019 to October 2022.
Where is Wendi Svitak based?
Wendi Svitak’s registered office is in Chicago, IL.
Is Wendi Svitak registered with FINRA?
No. Wendi Svitak has no current broker registration.
How can I verify Wendi Svitak’s record?
Search CRD 6604185 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendi Svitak’s full registration record.
