Randy Heinig has been Chief Compliance Officer of Bard Associates since January 2026, is not listed as a control person, but directly owns under 5% of the firm.
Bard Associates Inc is a Chicago, IL firm with $416M under management, 181 clients and 4 advisers in one office, as of its May 2026 filing.
Randy Heinig’s longest registration was 3 years at RPK Capital Management (2015–2018).
- Nextier Investing Solutions– · under a yearChicago, IL · Adviser representative · Firm CRD 284848
- RPK Capital Management– · 3 yearsChicago, IL · Adviser representative · Firm CRD 173382
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Randy James Heinig
- CRD
- 6414206
- Firm
- Bard Associates · CRD 104984
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Randy Heinig work?
Randy Heinig has been Chief Compliance Officer of Bard Associates Inc since January 2026.
Does Randy Heinig have a current investment-adviser registration?
Randy Heinig has no current investment-adviser or broker registration.
What exams has Randy Heinig passed?
Randy Heinig passed the Series 65 in July 2015.
Where was Randy Heinig previously registered as an investment adviser?
Randy Heinig has past investment-adviser registrations through Nextier Investing Solutions, January 2017 to August 2017; RPK Capital Management, August 2015 to December 2018, across 2 firms.
Is Randy Heinig registered with FINRA?
No. Randy Heinig has no current broker registration.
How can I verify Randy Heinig’s record?
Search CRD 6414206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Heinig’s full registration record.
