Wendell Stewart has been an investment adviser representative at Compass Financial Management since December 2024, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Wendell Stewart’s longest registration was 33 years at Executive Financial Services, Inc. (1992–2025). Before joining Compass Financial Management in 2024, Wendell Stewart was registered through Investacorp Advisory Services Inc and Executive Financial Services, Inc.
- – present · 1 yearWindham, NH · Adviser representative · Firm CRD 156345
- Investacorp Advisory Services Inc– · 3 yearsWindham, NH · Adviser representative · Firm CRD 109011
- Executive Financial Services, Inc.– · 33 yearsWindham, NH · Adviser representative · Firm CRD 116839
Investment adviser representative registrations
Wendell Stewart is registered as an investment adviser representative in New Hampshire, since December 2024.
- New HampshireSince 19 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 7 April 1992 |
| Series 7 | General Securities Representative Examination | 17 January 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 17 May 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 September 1984 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Wendell Breneman Stewart
- CRD
- 1300285
- Firm
- Compass Financial Management · CRD 156345
- Office
- Windham, NH
- Registration
- Investment adviser registration
- In the industry since
- December 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Wendell Stewart work?
Wendell Stewart is an investment adviser representative registered through Compass Financial Management LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Wendell Stewart a financial advisor?
Yes. Wendell Stewart has a current investment-adviser registration in New Hampshire, through Compass Financial Management since December 2024.
How many years of experience does Wendell Stewart have?
Wendell Stewart has 34 years in the financial industry, since December 1991, across 3 adviser firms.
What exams has Wendell Stewart passed?
Wendell Stewart has passed 5 licensing exams: the Series 6, Series 63, Series 22, Series 7 and Series 24. The earliest, the Series 6, was passed in September 1984.
Where did Wendell Stewart work before Compass Financial Management?
Before Compass Financial Management, Wendell Stewart was registered through Investacorp Advisory Services Inc, January 1999 to October 2002.
Where is Wendell Stewart based?
Wendell Stewart’s registered office is in Windham, NH.
Is Wendell Stewart registered with FINRA?
No. Wendell Stewart has no current broker registration.
How can I verify Wendell Stewart’s record?
Search CRD 1300285 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendell Stewart’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member