Wayne Wetzel has been an investment adviser representative at Excalibur Management since April 1994, and is not listed among the firm’s executive officers or direct owners.
Excalibur Management Corp is a Waltham, MA firm with $712M under management, 307 clients and 7 advisers across 5 offices, as of its September 2026 filing.
- Excalibur Management CorpCurrent– present · 32 yearsSouth Hadley, MA · Adviser representative · Firm CRD 110836
Investment adviser representative registrations
Wayne Wetzel is registered as an investment adviser representative in 2 states. The first approvals date from April 1994; the most recent is Texas, in December 2025.
- MassachusettsSince 14 April 1994
- TexasSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 February 1995 |
| Series 27 | Financial and Operations Principal Examination | 15 October 1990 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 5 October 1990 |
| Series 24 | General Securities Principal Examination | 11 September 1990 |
| Series 7 | General Securities Representative Examination | 29 August 1990 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 April 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 April 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1985 |
| Series 22 | Direct Participation Programs Representative Examination | 1 May 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Wayne Donald Wetzel
- CRD
- 1356174
- Firm
- Excalibur Management · CRD 110836
- Office
- South Hadley, MA
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Wetzel work?
Wayne Wetzel is an investment adviser representative registered through Excalibur Management Corp since April 1994, and is not listed among the firm’s executive officers or direct owners.
Is Wayne Wetzel a financial advisor?
Yes. Wayne Wetzel has a current investment-adviser registration in Massachusetts and Texas, through Excalibur Management since April 1994.
How many years of experience does Wayne Wetzel have?
Wayne Wetzel has 32 years in the financial industry, since April 1994, across 1 adviser firm.
What exams has Wayne Wetzel passed?
Wayne Wetzel has passed 9 licensing exams: the Series 22, Series 63, Series 6, Series 26, Series 7, Series 24, Series 28, Series 27 and Series 65. The earliest, the Series 22, was passed in May 1985.
Where is Wayne Wetzel based?
Wayne Wetzel’s registered office is in South Hadley, MA.
Is Wayne Wetzel registered with FINRA?
No. Wayne Wetzel has no current broker registration.
How can I verify Wayne Wetzel’s record?
Search CRD 1356174 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Wetzel’s full registration record.