Ellen Bruno is a control person of Excalibur Management and directly owns under 5% of it.
Excalibur Management is an investment adviser based in Waltham, MA, registered with the SEC since 1991. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $712 million, as filed on 21 September 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 2183780
- Firm
- Excalibur Management · CRD 110836
- Role
- Chief Compliance Officer
- In role since
- November 2022 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Waltham, MA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Ellen Bruno work?
Ellen Bruno has been Chief Compliance Officer of Excalibur Management Corp since November 2022, and is a control person of the firm.
How can I verify Ellen Bruno’s record?
Ellen Bruno’s role is listed on Excalibur Management Corp’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110836.