Wayne Jordan has been Secretary/Owner of Alpha Financial Management since August 2023, is a control person of the firm and directly owns between 50% and 75% of it.
Alpha Financial Management, Inc. is a Savannah, GA firm with $109M under management, 115 clients and 3 advisers across 3 offices, as of its April 2026 filing.
Wayne Jordan’s longest registration is the current one, 10 years at Alpha Financial Management since 2016. Before joining Alpha Financial Management in 2016, Wayne Jordan was registered through Edward Jones.
- – present · 10 yearsSavannah, GA · Adviser representative · Firm CRD 125800
- Edward Jones– · under a yearFT Wayne, IN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Wayne Jordan is registered as an investment adviser representative in 4 states. The first approvals date from August 2016; the most recent is Louisiana, in February 2025.
- GeorgiaSince 31 August 2016
- LouisianaSince 24 February 2025
- South CarolinaSince 2 January 2019
- TexasSince 24 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 August 2015 |
| Series 7 | General Securities Representative Examination | 14 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wayne Riley Jordan
- CRD
- 6494687
- Firm
- Alpha Financial Management · CRD 125800
- Role
- Secretary/Owner
- Office
- 7505 WATERS AVENUE, SUITE E-1, Savannah, GA 31406-3631
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Jordan work?
Wayne Jordan has been Secretary/Owner of Alpha Financial Management, Inc. since August 2023, and is a control person of the firm.
Is Wayne Jordan a financial advisor?
Yes. Wayne Jordan has a current investment-adviser registration in Georgia, Louisiana, South Carolina and Texas, through Alpha Financial Management since August 2016.
How many years of experience does Wayne Jordan have?
Wayne Jordan has 10 years in the financial industry, since February 2016, across 2 adviser firms.
What exams has Wayne Jordan passed?
Wayne Jordan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2015. FINRA credited Wayne Jordan with the SIE, which began in October 2018.
Where did Wayne Jordan work before Alpha Financial Management?
Before Alpha Financial Management, Wayne Jordan was registered through Edward Jones, August 2015 to February 2016.
Where is Wayne Jordan based?
Wayne Jordan’s registered office is in Savannah, GA.
Is Wayne Jordan registered with FINRA?
No. Wayne Jordan has no current broker registration.
How can I verify Wayne Jordan’s record?
Search CRD 6494687 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Jordan’s full registration record.