Wayne Bell-Warren has been Chief Compliance Officer of Gainplan since April 2015, is a control person of the firm and directly owns under 5% of it.
Gainplan LLC is a Bloomfield Hills, MI firm with $462M under management, 495 clients and 8 advisers in one office, as of its September 2026 filing.
Wayne Bell-Warren’s longest registration is the current one, 11 years at Gainplan since 2015. Before joining Gainplan in 2015, Wayne Bell-Warren was registered through LPL Financial LLC.
- Gainplan LLCCurrent– present · 11 yearsBloomfield Hills, MI · Adviser representative · Firm CRD 174427
- LPL Financial LLC– · under a yearBingham Farms, MI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Wayne Bell-Warren is registered as an investment adviser representative in 2 states. The first approvals date from May 2015; the most recent is Texas, in April 2017.
- MichiganSince 5 May 2015
- TexasSince 5 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 April 2015 |
| Series 53 | Municipal Securities Principal Examination | 21 July 2006 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 27 February 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 October 2002 |
| Series 24 | General Securities Principal Examination | 18 September 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2000 |
| Series 31 | Futures Managed Funds Examination | 3 February 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 2000 |
| Series 7 | General Securities Representative Examination | 18 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wayne Anthony Bell-Warren
- CRD
- 4078646
- Firm
- Gainplan · CRD 174427
- Role
- Chief Compliance Officer
- Office
- 800 W. LONG LAKE ROAD, SUITE 100, Bloomfield Hills, MI 48302
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Bell-Warren work?
Wayne Bell-Warren has been Chief Compliance Officer of Gainplan LLC since April 2015, and is a control person of the firm.
Is Wayne Bell-Warren a financial advisor?
Yes. Wayne Bell-Warren has a current investment-adviser registration in Michigan and Texas, through Gainplan since May 2015.
How many years of experience does Wayne Bell-Warren have?
Wayne Bell-Warren has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Wayne Bell-Warren passed?
Wayne Bell-Warren has passed 9 licensing exams: the Series 7, Series 63, Series 31, Series 65, Series 24, Series 9, Series 10, Series 53 and Series 66. The earliest, the Series 7, was passed in January 2000. FINRA credited Wayne Bell-Warren with the SIE, which began in October 2018.
Where is Wayne Bell-Warren based?
Wayne Bell-Warren’s registered office is in Bloomfield Hills, MI.
Is Wayne Bell-Warren registered with FINRA?
No. Wayne Bell-Warren has no current broker registration.
How can I verify Wayne Bell-Warren’s record?
Search CRD 4078646 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Bell-Warren’s full registration record.
