Warren Curtis has been an investment adviser representative at Interactive Financial Advisors since May 2005, and is not listed among the firm’s executive officers or direct owners.
Interactive Financial Advisors, Inc. is a New Lenox, IL firm with $240M under management, 1,307 clients and 33 advisers across 27 offices, as of its August 2026 filing.
Warren Curtis’ longest registration is the current one, 21 years at Interactive Financial Advisors since 2005. Before joining Interactive Financial Advisors in 2005, Warren Curtis was registered through Great American Advisors, Inc. and PMG Asset Management Inc.
- Great American Advisors, Inc.– · 2 yearsSalt Lake City, UT · Adviser representative · Firm CRD 36451
- – present · 21 yearsSalt Lake City, UT · Adviser representative · Firm CRD 125117
- Great American Advisors, Inc.– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 36451
- PMG Asset Management Inc– · 3 yearsSandy , UT · Adviser representative · Firm CRD 110825
Investment adviser representative registrations
Warren Curtis is registered as an investment adviser representative in Utah, since May 2005.
- UtahSince 2 May 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 24 September 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 February 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 October 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Warren Olcott Curtis
- CRD
- 3270560
- Firm
- Interactive Financial Advisors · CRD 125117
- Office
- 1414 E. 4500 S., # 3, Salt Lake City, UT 84117
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Warren Curtis work?
Warren Curtis is an investment adviser representative registered through Interactive Financial Advisors, Inc. since May 2005, and is not listed among the firm’s executive officers or direct owners.
Is Warren Curtis a financial advisor?
Yes. Warren Curtis has a current investment-adviser registration in Utah, through Interactive Financial Advisors since May 2005.
How many years of experience does Warren Curtis have?
Warren Curtis has 26 years in the financial industry, since November 1999, across 3 adviser firms.
What exams has Warren Curtis passed?
Warren Curtis has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in October 1999. FINRA credited Warren Curtis with the SIE, which began in October 2018.
Where did Warren Curtis work before Interactive Financial Advisors?
Before Interactive Financial Advisors, Warren Curtis was registered through Great American Advisors, Inc., March 2005 to May 2005; PMG Asset Management Inc, March 2001 to February 2005.
Where is Warren Curtis based?
Warren Curtis’ registered office is in Salt Lake City, UT.
Is Warren Curtis registered with FINRA?
Yes. Warren Curtis has a current broker registration, under CRD 3270560.
Source: FINRA BrokerCheck
How can I verify Warren Curtis’ record?
Search CRD 3270560 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Warren Curtis’ full registration record.