Richard Peterbok has been Chief Executive Officer, President, Chief Compliance Officer of Interactive Financial Advisors since January 2003, is a control person of the firm and directly owns under 5% of it.
Interactive Financial Advisors, Inc. is a New Lenox, IL firm with $240M under management, 1,307 clients and 33 advisers across 27 offices, as of its August 2026 filing.
Richard Peterbok’s longest registration is the current one, 23 years at Interactive Financial Advisors since 2003.
- GWN Securities Inc.– · 5 yearsOakbrook, IL · Adviser representative · Firm CRD 128929
- PMG Asset Management Inc– · under a yearJoliet, IL · Adviser representative · Firm CRD 110825
- PMG Securities Corporation– · 1 yearJoliet, IL · Adviser representative · Firm CRD 27107
- – present · 23 yearsNew Lenox, IL · Adviser representative · Firm CRD 125117
Investment adviser representative registrations
Richard Peterbok is registered as an investment adviser representative in Illinois, since February 2003.
- IllinoisSince 26 February 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 1991 |
| Series 24 | General Securities Principal Examination | 23 December 1986 |
| Series 1 | Registered Representative Examination | 21 June 1974 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Richard Lee Peterbok
- CRD
- 360944
- Firm
- Interactive Financial Advisors · CRD 125117
- Role
- Chief Executive Officer, President, Chief Compliance Officer
- Office
- 100 BATSON CT., SUITE 104, New Lenox, IL 60451
- Registration
- Investment adviser registration
- In the industry since
- September 1976
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Peterbok work?
Richard Peterbok has been Chief Executive Officer, President, Chief Compliance Officer of Interactive Financial Advisors, Inc. since January 2003, and is a control person of the firm.
Is Richard Peterbok a financial advisor?
Yes. Richard Peterbok has a current investment-adviser registration in Illinois, through Interactive Financial Advisors since February 2003.
How many years of experience does Richard Peterbok have?
Richard Peterbok has 50 years in the financial industry, since September 1976, across 4 adviser firms.
What exams has Richard Peterbok passed?
Richard Peterbok has passed 4 licensing exams: the Series 1, Series 24, Series 63 and Series 65. The earliest, the Series 1, was passed in June 1974. FINRA credited Richard Peterbok with the SIE, which began in October 2018.
Where is Richard Peterbok based?
Richard Peterbok’s registered office is in New Lenox, IL.
Is Richard Peterbok registered with FINRA?
No. Richard Peterbok has no current broker registration.
How can I verify Richard Peterbok’s record?
Search CRD 360944 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Peterbok’s full registration record.