Warren Braswell has been an investment adviser representative at First Advisors National since January 2013, and is not listed among the firm’s executive officers or direct owners.
First Advisors National, LLC is an Atlanta, GA firm with $506M under management, 4,858 clients and 64 advisers across 63 offices, as of its March 2026 filing.
Warren Braswell’s longest registration is the current one, 13 years at First Advisors National since 2013. Before joining First Advisors National in 2013, Warren Braswell was registered through Cherry Investment Advisors, LTD. and Braswell Wealth Management LLC.
- First Advisors National, LLCCurrent– present · 13 yearsRocky Mount, NC · Adviser representative · Firm CRD 166212
- Cherry Investment Advisors, LTD.– · 1 yearNashville, NC · Adviser representative · Firm CRD 149347
- Braswell Wealth Management LLC– · 2 yearsNashville, NC · Adviser representative · Firm CRD 149848
- Edward Jones– · under a yearBattleboro, NC · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Warren Braswell is registered as an investment adviser representative in North Carolina, since January 2013.
- North CarolinaSince 25 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 October 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 2001 |
| Series 7 | General Securities Representative Examination | 30 April 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Warren S Braswell
- CRD
- 4361379
- Firm
- First Advisors National · CRD 166212
- Office
- 880 Country Club Rd, Rocky Mount, NC 27804
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Warren Braswell work?
Warren Braswell is an investment adviser representative registered through First Advisors National, LLC since January 2013, and is not listed among the firm’s executive officers or direct owners.
Is Warren Braswell a financial advisor?
Yes. Warren Braswell has a current investment-adviser registration in North Carolina, through First Advisors National since January 2013.
How many years of experience does Warren Braswell have?
Warren Braswell has 17 years in the financial industry, since November 2008, across 4 adviser firms.
What exams has Warren Braswell passed?
Warren Braswell has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in April 2001.
Where did Warren Braswell work before First Advisors National?
Before First Advisors National, Warren Braswell was registered through Cherry Investment Advisors, LTD., August 2011 to December 2012; Braswell Wealth Management LLC, April 2009 to December 2011; Edward Jones, October 2008 to March 2009.
Where is Warren Braswell based?
Warren Braswell’s registered office is in Rocky Mount, NC.
Is Warren Braswell registered with FINRA?
No. Warren Braswell has no current broker registration.
How can I verify Warren Braswell’s record?
Search CRD 4361379 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Warren Braswell’s full registration record.
